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BOLLINGER INNOVATIONS, INC. — Director's Dealing 2021
Aug 20, 2021
35499_dirs_2021-08-20_9e377b8e-d636-49de-8e8f-aa796e67fb17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Net Element, Inc. (NETE)
CIK: 0001499961
Period of Report: 2021-08-18
Reporting Person: Wolberg Steven (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-18 | Common Stock | M | 12000 | $8.10 | Acquired | 117684 | Direct |
| 2021-08-18 | Common Stock | M | 75000 | $6.29 | Acquired | 192684 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-18 | Options to Purchase Shares of Common Stock | $8.10 | M | 12000 | Disposed | 2027-02-28 | Common Stock (12000) | Direct |
| 2021-08-18 | Options to Purchase Shares of Common Stock | $6.29 | M | 75000 | Disposed | 2029-04-10 | Common Stock (75000) | Direct |
Footnotes
F1: The option became exercisable as to 50% of the shares on 2/28/2017 and the remainder vested in 4 equal tranches quarterly. On 2/28/2018 the option was fully-exercisable.
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