AI assistant
BOK FINANCIAL CORP — Director's Dealing 2022
Jan 13, 2022
30809_dirs_2022-01-13_5a5e33cb-3914-42c1-9105-11cacdfc24f7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOK FINANCIAL CORP (BOKF)
CIK: 0000875357
Period of Report: 2022-01-11
Reporting Person: Grunst Martin E (EVP, Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-11 | Common Stock | F | 129.0398 | $112.15 | Disposed | 30259.9602 | Direct |
| 2022-01-11 | Common Stock | D | 1457.9602 | — | Disposed | 28802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-11 | Phantom Stock | $ | A | 1457.9602 | Acquired | Common Stock (1457.9602) | Direct |
Footnotes
F1: In connection with the vesting on January 11, 2022 of restricted stock units previously granted to the reporting person, the reporting person's receipt of 1457.960232 shares of common stock was deferred, resulting in the reporting person's receipt instead of 1457.960232 shares of phantom stock pursuant to BOKF's deferred compensation plan. The reporting person is therefore reporting the disposition of 1457.960232 shares of common stock in exchange for an equal number of shares of phantom stock.
F2: Each share of phantom stock represents a right to receive one share of common stock or, at BOKF's election, the cash value thereof.
F3: The phantom stock becomes payable upon the reporting person's termination of employment with BOKF.