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BOK FINANCIAL CORP — Director's Dealing 2022
Feb 24, 2022
30809_dirs_2022-02-24_134ee743-ecb5-4e05-8312-c0c1a392a183.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BOK FINANCIAL CORP (BOKF)
CIK: 0000875357
Period of Report: 2022-02-22
Reporting Person: NELL STEVEN E (Director, EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-22 | Common Stock | A | 5601 | — | Acquired | 64309 | Direct |
| 2022-02-23 | Common Stock | M | 2075 | — | Acquired | 66384 | Direct |
| 2022-02-23 | Common Stock | F | 250.2593 | $100.25 | Disposed | 66133.7407 | Direct |
| 2022-02-23 | Common Stock | D | 7433.7407 | — | Disposed | 58700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-23 | Phantom Stock | $ | A | 7433.7407 | Acquired | Common Stock (7433.7407) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36.36 | Indirect |
Footnotes
F1: Represents restricted stock which vests on January 14, 2025. Shares are subject to forfeiture (i) upon termination of employment prior to vesting, and (ii) if certain performance earnings per share targets established pursuant to BOKF Executive Incentive Plan are not met.
F2: Represents upward restricted stock adjustments based upon attainment of performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2019.
F3: In connection with the vesting on February 23, 2022 of restricted stock units previously granted to the reporting person, the reporting person's receipt of 7,433.7407 shares of common stock was deferred, resulting in the reporting person's receipt instead of 7,433.7407 shares of phantom stock pursuant to BOKF's deferred compensation plan. The reporting person is therefore reporting the disposition of 7,433.7407 shares of common stock in exchange for an equal number of shares of phantom stock.
F4: Each share of phantom stock represents a right to receive one share of common stock or, at BOKF's election, the cash value thereof.
F5: The phantom stock becomes payable upon the reporting person's termination of employment with BOKF.