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BOK FINANCIAL CORP Director's Dealing 2017

Feb 14, 2017

30809_dirs_2017-02-14_2abd3e72-09a7-4b96-9e55-3264fbf6f9ee.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BOK FINANCIAL CORP ET AL (BOKF)
CIK: 0000875357
Period of Report: 2016-12-31

Reporting Person: NELL STEVEN E (EVP, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-16 Common Stock G 30 $79.85 Disposed 64256 Direct
2016-11-17 Common Stock G 50 $80.53 Disposed 64206 Direct
2016-12-27 Common Stock J 7985 Disposed 56221 Direct
2016-12-27 Common Stock J 6320 Acquired 6320 Indirect
2016-12-27 Common Stock J 333 Acquired 333 Indirect
2016-12-27 Common Stock J 333 Acquired 333 Indirect
2016-12-27 Common Stock J 333 Acquired 333 Indirect
2016-12-27 Common Stock J 333 Acquired 333 Indirect
2016-12-27 Common Stock J 333 Acquired 333 Indirect
2016-12-28 Common Stock J 2000 Disposed 54221 Direct
2016-12-28 Common Stock J 2000 Acquired 8320 Indirect
2016-12-29 Common Stock S 4320 $82.6264 Disposed 4000 Indirect
2016-12-30 Common Stock G 15 $83.04 Disposed 54206 Direct
2017-01-03 Common Stock S 2000 $81.508 Disposed 2000 Indirect
2017-01-04 Common Stock S 2000 $83.33 Disposed 0 Indirect
2017-01-04 Common Stock S 333 $83.3 Disposed 0 Indirect
2017-01-04 Common Stock S 333 $83.3 Disposed 0 Indirect
2017-01-04 Common Stock S 333 $83.3 Disposed 0 Indirect
2017-01-04 Common Stock S 333 $83.3 Disposed 0 Indirect
2017-01-04 Common Stock S 333 $83.3 Disposed 0 Indirect
2016-12-31 Common Stock J 28.6869 Acquired 54234.6869 Direct

Footnotes

F1: Mr. Nell transferred 7,985 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell, Forrest Robert Nell Irrevocable Trust of 2016, Emma Eleanor Nell Irrevocable Trust of 2016, Stefani Grace Nell Irrevocable Trust of 2016, Sara Rose Nell Irrevocable Trust of 2016, and Natalie Ann Nell Irrevocable Trust of 2016.

F2: Mr. Nell transferred 2,000 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell.

F3: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F4: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $82.53 to 82.75, inclusive.

F5: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

F6: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $81.45 to 81.59, inclusive.

F7: These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.

F8: 28.6869 shares are related to Mr. Nell's BOK Thrift Plan holdings only. Mr. Nell also owns 54,206 shares directly as of 12/31/2016.