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BOK FINANCIAL CORP — Director's Dealing 2017
Feb 14, 2017
30809_dirs_2017-02-14_2abd3e72-09a7-4b96-9e55-3264fbf6f9ee.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BOK FINANCIAL CORP ET AL (BOKF)
CIK: 0000875357
Period of Report: 2016-12-31
Reporting Person: NELL STEVEN E (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-16 | Common Stock | G | 30 | $79.85 | Disposed | 64256 | Direct |
| 2016-11-17 | Common Stock | G | 50 | $80.53 | Disposed | 64206 | Direct |
| 2016-12-27 | Common Stock | J | 7985 | — | Disposed | 56221 | Direct |
| 2016-12-27 | Common Stock | J | 6320 | — | Acquired | 6320 | Indirect |
| 2016-12-27 | Common Stock | J | 333 | — | Acquired | 333 | Indirect |
| 2016-12-27 | Common Stock | J | 333 | — | Acquired | 333 | Indirect |
| 2016-12-27 | Common Stock | J | 333 | — | Acquired | 333 | Indirect |
| 2016-12-27 | Common Stock | J | 333 | — | Acquired | 333 | Indirect |
| 2016-12-27 | Common Stock | J | 333 | — | Acquired | 333 | Indirect |
| 2016-12-28 | Common Stock | J | 2000 | — | Disposed | 54221 | Direct |
| 2016-12-28 | Common Stock | J | 2000 | — | Acquired | 8320 | Indirect |
| 2016-12-29 | Common Stock | S | 4320 | $82.6264 | Disposed | 4000 | Indirect |
| 2016-12-30 | Common Stock | G | 15 | $83.04 | Disposed | 54206 | Direct |
| 2017-01-03 | Common Stock | S | 2000 | $81.508 | Disposed | 2000 | Indirect |
| 2017-01-04 | Common Stock | S | 2000 | $83.33 | Disposed | 0 | Indirect |
| 2017-01-04 | Common Stock | S | 333 | $83.3 | Disposed | 0 | Indirect |
| 2017-01-04 | Common Stock | S | 333 | $83.3 | Disposed | 0 | Indirect |
| 2017-01-04 | Common Stock | S | 333 | $83.3 | Disposed | 0 | Indirect |
| 2017-01-04 | Common Stock | S | 333 | $83.3 | Disposed | 0 | Indirect |
| 2017-01-04 | Common Stock | S | 333 | $83.3 | Disposed | 0 | Indirect |
| 2016-12-31 | Common Stock | J | 28.6869 | — | Acquired | 54234.6869 | Direct |
Footnotes
F1: Mr. Nell transferred 7,985 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell, Forrest Robert Nell Irrevocable Trust of 2016, Emma Eleanor Nell Irrevocable Trust of 2016, Stefani Grace Nell Irrevocable Trust of 2016, Sara Rose Nell Irrevocable Trust of 2016, and Natalie Ann Nell Irrevocable Trust of 2016.
F2: Mr. Nell transferred 2,000 shares from shares directly held to Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell.
F3: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F4: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $82.53 to 82.75, inclusive.
F5: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
F6: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $81.45 to 81.59, inclusive.
F7: These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.
F8: 28.6869 shares are related to Mr. Nell's BOK Thrift Plan holdings only. Mr. Nell also owns 54,206 shares directly as of 12/31/2016.