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Boardwalktech Software Corp. — Regulatory Filings 2021
Jul 21, 2021
43149_rns_2021-07-21_f4368af0-d666-4d72-aaa8-c78aa94a9080.pdf
Regulatory Filings
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FORM 13-502F1 CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
I, _______________________, an officer of the reporting issuer noted below have examined this Form 13-502F1 (the Form) being submitted hereunder to the Ontario Securities Commission and certify that to my knowledge, having exercised reasonable diligence, the information provided in the Form is complete and accurate. Charlie Glavin
| CharlieGlavin(s)________________________________ | July20,2021__________________________ | ||||
|---|---|---|---|---|---|
| Charlie GlavinName:Chief Financial OfficerTitle: | Date: | ||||
| Reporting Issuer Name: | BoardwalktechSoftwareCo | ||||
| End date of previous financial year: | March31,2021 | ||||
| Type of Reporting Issuer: | Class 1 reporting issuer | Class 3B reporting issuer | |||
| Highest Trading Marketplace:(refer to the definition of "highest trading marketplace" under OSC Rule 13-502 Fees) | TSXVenture | ||||
| Market value of listed or quoted equity securities:(in Canadian Dollars - refer to section 7.1 of OSC Rule 13-502 Fees) | |||||
| Equity Symbol1st SpecifiedTrading Period(dd/mm/yy)(refer to the definition of "specified trading period" under OSCRule 13-502 Fees) | BWLK_________________________ | ||||
| 01/04/2030/06/20_________________ to _________________ | |||||
| Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace | 0.61 | $________________________ | (i) | ||
| Number of securities in the class or series of suchsecurity outstanding at the end of the last tradingday of the specified trading period | 21,091,486 | _________________________ | (ii) | ||
| Market value of class or series | (i) x (ii) | 12,865,806 | $_________________________ | (A) | |
| 2nd SpecifiedTrading Period(dd/mm/yy)(refer to the definition of "specified trading period" under OSC | 01/07/20_________________ to _________________ | 30/09/20 |
Rule 13-502 Fees)
| Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace | 0.54$______________________ | (iii) | |
|---|---|---|---|
| Number of securities in the class or series of suchsecurity outstanding at the end of the last tradingday of the specified trading period | 21,091,486________________________ | (iv) | |
| Market value of class or series | (iii) x (iv) | 11,389,402$________________________ | (B) |
| 3rd SpecifiedTrading Period(dd/mm/yy)(refer to the definition of "specified trading period" under OSCRule 13-502 Fees) | 01/10/2031/12/20_________________ to _________________ | ||
| Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace | 0.61$ _______________________ | (v) | |
| Number of securities in the class or series of suchsecurity outstanding at the end of the last tradingday of the specified trading period | 23,610,286________________________ | (vi) | |
| Market value of class or series | (v) x (vi) | 14,402,274$________________________ | (C) |
| 4th SpecifiedTrading Period(dd/mm/yy)(refer to the definition of "specified trading period" under OSCRule 13-502 Fees) | 01/01/21 | 31/03/21_________________ to _________________ | |
| Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace | 0.92________________________ | (vii) | |
| Number of securities in the class or series of suchsecurity outstanding at the end of the last tradingday of the specified trading period | 42,017,014________________________ | (viii) | |
| Market value of class or series | (vii) x (viii) | 38,655,653$________________________ | (D) |
| 5th SpecifiedTrading Period(dd/mm/yy)(if applicable - refer to the definition of "specified tradingperiod" under OSC Rule 13-502 Fees) | _________________ to _________________ | ||
| Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace | $_______________________ | (ix) | |
| Number of securities in the class or series of such | ________________________ | (x) |
| $________________________ | (E) |
|---|---|
| 19,328,284$_________________________ (1) | |
| (Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and aFees, if applicable) that was listed or quoted on a | |
| 0$_________________________ (2) | |
| 19,382,284$_________________________ | |
| 1,070$_________________________ | |
| 0$_________________________ | |
| $_________________________ | |
APPENDIX A
CORPORATE FINANCE PARTICIPATION FEES
| Capitalization for the Previous Financial Year | Participation Fee(effective April 6, 2015) |
|---|---|
| Under $10 million | $890 |
| $10 million to under $25 million | $1,070 |
| $25 million to under $50 million | $2,590 |
| $50 million to under $100 million | $6,390 |
| $100 million to under $250 million | $13,340 |
| $250 million to under $500 million | $29,365 |
| $500 million to under $1 billion | $40,950 |
| $1 billion to under $5 billion | $59,350 |
| $5 billion to under $10 billion | $76,425 |
| $10 billion to under $25 billion | $89,270 |
| $25 billion and over | $100,500 |
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