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BLUGLASS LIMITED — Major Shareholding Notification 2017
Feb 6, 2017
64532_rns_2017-02-06_48b1bce7-069d-4f5b-9f17-19413396db4a.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme BluGlass Limited ACN/ARSN ACN 116 825 793
1. Details of substantial holder (1)
Name Wellington Management Group LLP ("Wellington Management"), and its related bodies corporate
ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on 03/02/17 The previous notice was given to the company on 02/05/16 The previous notice was dated 28/04/16
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
follows: |
||||
|---|---|---|---|---|
| Class of securities(4) | Previous Notice | Present Notice | ||
| Person's votes | Voting power(5) | Person's votes | Voting power(5) | |
| OrdinaryShares | 22,445,897 | 6.34% | 20,313,598 | 5.31% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Exhibit B |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Wellington Management |
Unknown | Unknown | investment/voting authority (see example agreement attached as Exhibit A) in respect of the ordinary shares issued and allotted pursuant to the Scheme of Arrangement approved by the supreme court of South Australia on 21 June 2002 |
20,313,598 Ordinary Shares |
5.31% |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| of persons named in this form are as follows: | |
|---|---|
| Name | Address |
| Wellington Management | c/o Wellington Management Company LLP, 280 Congress Street, Boston MA 02210, USA |
Signature
| print name | John D. Norberg | capacity | Authorized Person |
|---|---|---|---|
| sign here | date | 07/02/17 |
Exhibit A
Wellington Management Group LLP ("Wellington Management") Investment Management Agreement
Appointment of The Clients hereby appoint Wellington Management as investment manager Wellington Management to manage, supervise and direct the Clients' investment account or accounts as Manager/ Acceptance (collectively, the "Account") under the terms and conditions set forth in the of Appointment agreement. By execution of the Agreement, Wellington Management accepts appointment as investment manager and agrees to manage, supervise and direct the investments of the Account pursuant to the provisions of the Agreement.
Discretionary Authority - Wellington Management shall have full and complete discretion to manage, Investments supervise and direct the investment and reinvestment of assets in the Account and any additions thereto, subject to the investment objectives and guidelines attached to the Agreement. Wellington Management shall have full power and authority to act on behalf of the Account with respect to the purchase, sale, exchange, conversion or other transactions in any and all stocks, bonds, cash held for investment, and other assets, including shares of a registered investment company for which Wellington Management may act as investment adviser and, upon proper authorization by the Clients, interests in a collective trust maintained by a bank or trust company, including one maintained by an affiliate of Wellington Management. No cash or securities due to or held for the Account shall be paid or delivered to Wellington Management, except in payment of the management fee payable to Wellington Management under the Agreements pursuant to procedures approved by the Clients.
Exhibit B
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 28/12/16 | Wellington Management |
Sale | -7,223 AUD | -25,000 Ordinary Shares |
-25,000 |
| 29/12/16 | Wellington Management |
Sale | -12,266 AUD | -43,204 Ordinary Shares |
-43,204 |
| 30/12/16 | Wellington Management |
Sale | -5,600 AUD | -20,000 Ordinary Shares |
-20,000 |
| 03/01/17 | Wellington Management |
Sale | -28,919 AUD | -107,106 Ordinary Shares |
-107,106 |
| 04/01/17 | Wellington Management |
Sale | -49,118 AUD | -189,894 Ordinary Shares |
-189,894 |
| 05/01/17 | Wellington Management |
Sale | -22,707 AUD | -90,000 Ordinary Shares |
-90,000 |
| 06/01/17 | Wellington Management |
Sale | -34,266 AUD | -134,376 Ordinary Shares |
-134,376 |
| 09/01/17 | Wellington Management |
Sale | -43,841 AUD | -168,294 Ordinary Shares |
-168,294 |
| 10/01/17 | Wellington Management |
Sale | -40,123 AUD | -148,396 Ordinary Shares |
-148,396 |
| 11/01/17 | Wellington Management |
Sale | -8,827 AUD | -33,310 Ordinary Shares |
-33,310 |
| 12/01/17 | Wellington Management |
Sale | -12,925 AUD | -50,000 Ordinary Shares |
-50,000 |
| 13/01/17 | Wellington Management |
Sale | -25,400 AUD | -100,000 Ordinary Shares |
-100,000 |
| 16/01/17 | Wellington Management |
Sale | -13,534 AUD | -52,539 Ordinary Shares |
-52,539 |
| 17/01/17 | Wellington Management |
Sale | -12,420 AUD | -50,000 Ordinary Shares |
-50,000 |
| 18/01/17 | Wellington Management |
Sale | -24,365 AUD | -97,461 Ordinary Shares |
-97,461 |
| 19/01/17 | Wellington Management |
Sale | -25,380 AUD | -100,000 Ordinary Shares |
-100,000 |
| 20/01/17 | Wellington Management |
Sale | -18,954 AUD | -73,980 Ordinary Shares |
-73,980 |
| 23/01/17 | Wellington Management |
Sale | -12,500 AUD | -50,000 Ordinary Shares |
-50,000 |
| 24/01/17 | Wellington Management |
Sale | -6,480 AUD | -25,920 Ordinary Shares |
-25,920 |
| 25/01/17 | Wellington Management |
Sale | -25,011 AUD | -100,525 Ordinary Shares |
-100,525 |
| 27/01/17 | Wellington Management |
Sale | -10,750 AUD | -42,642 Ordinary Shares |
-42,642 |
| 30/01/17 | Wellington Management |
Sale | -28,480 AUD | -113,784 Ordinary Shares |
-113,784 |
| 01/02/17 | Wellington Management |
Sale | -12,994 AUD | -51,975 Ordinary Shares |
-51,975 |
| 02/02/17 | Wellington Management |
Sale | -32,372 AUD | -129,489 Ordinary Shares |
-129,489 |
| 03/02/17 | Wellington Management |
Sale | -33,601 AUD | -134,404 Ordinary Shares |
-134,404 |