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BLUGLASS LIMITED Major Shareholding Notification 2017

Feb 6, 2017

64532_rns_2017-02-06_48b1bce7-069d-4f5b-9f17-19413396db4a.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme BluGlass Limited ACN/ARSN ACN 116 825 793

1. Details of substantial holder (1)

Name Wellington Management Group LLP ("Wellington Management"), and its related bodies corporate

ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on 03/02/17 The previous notice was given to the company on 02/05/16 The previous notice was dated 28/04/16

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:


follows:
Class of securities(4) Previous Notice Present Notice
Person's votes Voting power(5) Person's votes Voting power(5)
OrdinaryShares 22,445,897 6.34% 20,313,598 5.31%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number of
securities affected
Person's
votes
affected
See Exhibit B

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to
be registered as
holder(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's
votes
Wellington
Management
Unknown Unknown investment/voting authority
(see example agreement
attached as Exhibit A) in
respect of the ordinary
shares issued and allotted
pursuant to the Scheme
of Arrangement approved
by the supreme court of
South Australia on 21 June
2002
20,313,598
Ordinary Shares
5.31%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

of persons named in this form are as follows:
Name Address
Wellington Management c/o Wellington Management Company LLP, 280 Congress Street, Boston MA
02210, USA

Signature

print name John D. Norberg capacity Authorized Person
sign here date 07/02/17

Exhibit A

Wellington Management Group LLP ("Wellington Management") Investment Management Agreement

Appointment of The Clients hereby appoint Wellington Management as investment manager Wellington Management to manage, supervise and direct the Clients' investment account or accounts as Manager/ Acceptance (collectively, the "Account") under the terms and conditions set forth in the of Appointment agreement. By execution of the Agreement, Wellington Management accepts appointment as investment manager and agrees to manage, supervise and direct the investments of the Account pursuant to the provisions of the Agreement.

Discretionary Authority - Wellington Management shall have full and complete discretion to manage, Investments supervise and direct the investment and reinvestment of assets in the Account and any additions thereto, subject to the investment objectives and guidelines attached to the Agreement. Wellington Management shall have full power and authority to act on behalf of the Account with respect to the purchase, sale, exchange, conversion or other transactions in any and all stocks, bonds, cash held for investment, and other assets, including shares of a registered investment company for which Wellington Management may act as investment adviser and, upon proper authorization by the Clients, interests in a collective trust maintained by a bank or trust company, including one maintained by an affiliate of Wellington Management. No cash or securities due to or held for the Account shall be paid or delivered to Wellington Management, except in payment of the management fee payable to Wellington Management under the Agreements pursuant to procedures approved by the Clients.

Exhibit B

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number of
securities affected
Person's
votes
affected
28/12/16 Wellington
Management
Sale -7,223 AUD -25,000 Ordinary
Shares
-25,000
29/12/16 Wellington
Management
Sale -12,266 AUD -43,204 Ordinary
Shares
-43,204
30/12/16 Wellington
Management
Sale -5,600 AUD -20,000 Ordinary
Shares
-20,000
03/01/17 Wellington
Management
Sale -28,919 AUD -107,106 Ordinary
Shares
-107,106
04/01/17 Wellington
Management
Sale -49,118 AUD -189,894 Ordinary
Shares
-189,894
05/01/17 Wellington
Management
Sale -22,707 AUD -90,000 Ordinary
Shares
-90,000
06/01/17 Wellington
Management
Sale -34,266 AUD -134,376 Ordinary
Shares
-134,376
09/01/17 Wellington
Management
Sale -43,841 AUD -168,294 Ordinary
Shares
-168,294
10/01/17 Wellington
Management
Sale -40,123 AUD -148,396 Ordinary
Shares
-148,396
11/01/17 Wellington
Management
Sale -8,827 AUD -33,310 Ordinary
Shares
-33,310
12/01/17 Wellington
Management
Sale -12,925 AUD -50,000 Ordinary
Shares
-50,000
13/01/17 Wellington
Management
Sale -25,400 AUD -100,000 Ordinary
Shares
-100,000
16/01/17 Wellington
Management
Sale -13,534 AUD -52,539 Ordinary
Shares
-52,539
17/01/17 Wellington
Management
Sale -12,420 AUD -50,000 Ordinary
Shares
-50,000
18/01/17 Wellington
Management
Sale -24,365 AUD -97,461 Ordinary
Shares
-97,461
19/01/17 Wellington
Management
Sale -25,380 AUD -100,000 Ordinary
Shares
-100,000
20/01/17 Wellington
Management
Sale -18,954 AUD -73,980 Ordinary
Shares
-73,980
23/01/17 Wellington
Management
Sale -12,500 AUD -50,000 Ordinary
Shares
-50,000
24/01/17 Wellington
Management
Sale -6,480 AUD -25,920 Ordinary
Shares
-25,920
25/01/17 Wellington
Management
Sale -25,011 AUD -100,525 Ordinary
Shares
-100,525
27/01/17 Wellington
Management
Sale -10,750 AUD -42,642 Ordinary
Shares
-42,642
30/01/17 Wellington
Management
Sale -28,480 AUD -113,784 Ordinary
Shares
-113,784
01/02/17 Wellington
Management
Sale -12,994 AUD -51,975 Ordinary
Shares
-51,975
02/02/17 Wellington
Management
Sale -32,372 AUD -129,489 Ordinary
Shares
-129,489
03/02/17 Wellington
Management
Sale -33,601 AUD -134,404 Ordinary
Shares
-134,404