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BLUGLASS LIMITED — Major Shareholding Notification 2015
Jun 11, 2015
64532_rns_2015-06-11_4e6aa997-baf8-4a68-9d56-1ff3cc85087f.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme BluGlass Limited ACN/ARSN ACN 116 825 793
1. Details of substantial holder (1)
Name Wellington Management Group LLP (”Wellington Management”), and its related bodies corporate
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on 10/06/15 The previous notice was given to the company on 05/12/12 The previous notice was dated 04/12/12
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| follows: | ||||
|---|---|---|---|---|
| Class of securities(4) | Previous Notice | Present Notice | ||
| Person’s votes | Voting power(5) | Person’s votes | Voting power(5) | |
| Common Stock | 27,703,401 | 10.35% | 27,703,401 | 8.68% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of | Person whose | Nature of change (6) | Consideration given | Class and number of | Person’s |
|---|---|---|---|---|---|
| change | relevant interest | in relation to change | securities affected | votes affected | |
| changed | (7) | ||||
| 10/06/15 | Wellington | Increase in BluGlass | |||
| Management | Limited’s issued | ||||
| share capital |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant | Registered holder of | Person entitled to | Nature of relevant | Class and number | Person’s |
|---|---|---|---|---|---|
| interest | securities | be registered as | interest (6) | of securities | votes |
| holder(8) | |||||
| WellingtonManagement | Unknown | Unknown | investment/voting authority(see example agreementattached as Exhibit A) in | 27,703,401Common Stock | 8.68% |
| respect of the ordinary | |||||
| shares issued and allotted | |||||
| pursuant to the Scheme of | |||||
| Arrangement approved by | |||||
| the supreme court of South | |||||
| Australia on 21 June 2002 |
Please note that this holding includes 18,717,552 shares (5.87%) held by the account Bay Pond Partners, L.P.
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| of persons named in this form are as follows: | |
|---|---|
| Name | Address |
| Wellington Management | c/o Wellington Management Company LLP, 280 Congress Street, Boston MA02210,USA |
Signature
print name John D. Norberg capacity Authorized Person sign here date 11/06/15
Exhibit A
Wellington Management Group LLP (”Wellington Management”) Investment Management Agreement
| Appointment ofWellington Managementas Manager/ Acceptanceof AppointmentDiscretionary Authority -Investments | The Clients hereby appoint Wellington Management as investment manager tomanage, supervise and direct the Clients’ investment account or accounts(collectively, the “Account”) under the terms and conditions set forth in theagreement. By execution of the Agreement, Wellington Management acceptsappointment as investment manager and agrees to manage, supervise and directthe investments of the Account pursuant to the provisions of the Agreement. |
|---|---|
| Wellington Management shall have full and complete discretion to manage,supervise and direct the investment and reinvestment of assets in the Accountand any additions thereto, subject to the investment objectives and guidelinesattached to the Agreement. Wellington Management shall have full power andauthority to act on behalf of the Account with respect to the purchase, sale,exchange, conversion or other transactions in any and all stocks, bonds, cashheld for investment, and other assets, including shares of a registeredinvestment company for which Wellington Management may act as investmentadviser and, upon proper authorization by the Clients, interests in a collectivetrust maintained by a bank or trust company, including one maintained by anaffiliate of Wellington Management. No cash or securities due to or held forthe Account shall be paid or delivered to Wellington Management, except inpayment of the management fee payable to Wellington Management under theAgreements pursuant to procedures approved by the Clients. |