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BLUGLASS LIMITED Major Shareholding Notification 2015

Aug 10, 2015

64532_rns_2015-08-10_45b8cbc1-8f4e-4e94-9374-f0b22f1ab3c4.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme BluGlass Limited ACN/ARSN ACN 116 825 793

1. Details of substantial holder (1)

Name Wellington Management Group LLP (”Wellington Management”), and its related bodies corporate

ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on 07/08/15 The previous notice was given to the company on 11/06/15 The previous notice was dated 10/06/15

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

follows:
Class of securities(4) Previous Notice Present Notice
Person’s votes Voting power(5) Person’s votes Voting power(5)
OrdinaryShares 27,703,401 8.68% 24,794,133 7.59%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number of
securities affected
Person’s
votes affected
See Exhibit B

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to
be registered as
holder(8)
Nature of relevant
interest (6)
Class and number
of securities
Person’s
votes
Wellington
Management
Unknown Unknown investment/voting authority
(see example agreement
attached as Exhibit A) in
respect of the ordinary
shares issued and allotted
pursuant to the Scheme of
Arrangement approved by
the supreme court of South
Australia on 21 June 2002
24,794,133 Ordinary
Shares
7.59%

Please note that this holding includes 16,970,763 shares (5.20%) held by the account Bay Pond Partners, L.P.

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

of persons named in this form are as follows:
Name Address
Wellington Management c/o Wellington Management Company LLP, 280 Congress Street, Boston MA
02210,USA

Signature

print name John D. Norberg capacity Authorized Person sign here date 10/08/15

Exhibit A

Wellington Management Group LLP (”Wellington Management”) Investment Management Agreement

Appointment of
Wellington Management
as Manager/ Acceptance
of Appointment
Discretionary Authority -
Investments
The Clients hereby appoint Wellington Management as investment manager to
manage, supervise and direct the Clients’ investment account or accounts
(collectively, the “Account”) under the terms and conditions set forth in the
agreement. By execution of the Agreement, Wellington Management accepts
appointment as investment manager and agrees to manage, supervise and direct
the investments of the Account pursuant to the provisions of the Agreement.
Wellington Management shall have full and complete discretion to manage,
supervise and direct the investment and reinvestment of assets in the Account
and any additions thereto, subject to the investment objectives and guidelines
attached to the Agreement. Wellington Management shall have full power and
authority to act on behalf of the Account with respect to the purchase, sale,
exchange, conversion or other transactions in any and all stocks, bonds, cash
held for investment, and other assets, including shares of a registered
investment company for which Wellington Management may act as investment
adviser and, upon proper authorization by the Clients, interests in a collective
trust maintained by a bank or trust company, including one maintained by an
affiliate of Wellington Management. No cash or securities due to or held for
the Account shall be paid or delivered to Wellington Management, except in
payment of the management fee payable to Wellington Management under the
Agreements pursuant to procedures approved by the Clients.

Exhibit B

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number of
securities affected
Person’s
votes affected
11/06/15 Wellington
Management
Sale -1,542 AUD -21,714 Ordinary
Shares
-21,714
16/06/15 Wellington
Management
Sale -11,022 AUD -180,694 Ordinary
Shares
-180,694
18/06/15 Wellington
Management
Sale -5,064 AUD -83,839 Ordinary
Shares
-83,839
19/06/15 Wellington
Management
Sale -4,896 AUD -81,605 Ordinary
Shares
-81,605
07/07/15 Wellington
Management
Sale -11,096 AUD -152,000 Ordinary
Shares
-152,000
08/07/15 Wellington
Management
Sale -6,743 AUD -89,912 Ordinary
Shares
-89,912
09/07/15 Wellington
Management
Sale -3,800 AUD -50,000 Ordinary
Shares
-50,000
10/07/15 Wellington
Management
Sale -8,880 AUD -120,000 Ordinary
Shares
-120,000
13/07/15 Wellington
Management
Sale -1,073 AUD -14,500 Ordinary
Shares
-14,500
14/07/15 Wellington
Management
Sale -7,300 AUD -100,000 Ordinary
Shares
-100,000
15/07/15 Wellington
Management
Sale -11,250 AUD -150,000 Ordinary
Shares
-150,000
03/08/15 Wellington
Management
Sale -1,275 AUD -15,004 Ordinary
Shares
-15,004
04/08/15 Wellington
Management
Sale -4,250 AUD -50,000 Ordinary
Shares
-50,000
06/08/15 Wellington
Management
Sale -4,000 AUD -50,000 Ordinary
Shares
-50,000
07/08/15 Wellington
Management
Sale -154,350 AUD -1,750,000 Ordinary
Shares
-1,750,000