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BLUGLASS LIMITED — Major Shareholding Notification 2012
Dec 5, 2012
64532_rns_2012-12-05_4dc1a332-0955-47a9-8bd7-ec31f7da48cd.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme BluGlass Limited ACN/ARSN ACN 116 825 793
1. Details of substantial holder (1)
Name Wellington Management Company, LLP ("Wellington Management"), and its related bodies corporate ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on 04/12/12 The previous notice was given to the company on 19/11/12 The previous notice was dated 16/11/12
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities(4) | Previous Notice | Present Notice | ||
|---|---|---|---|---|
| Person's votes | Voting power(5) | Person's votes | Voting power(5) | |
| Common Stock | 15,484,398 | 6.05% | 27,703,401 | 10.35% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Exhibit B |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Wellington Management |
Unknown | Unknown | investment/voting authority (see example agreement attached as Exhibit A) in respect of the ordinary shares issued and allotted pursuant to the Scheme of Arrangement approved by the supreme court of South Australia on 21 June 2002 |
27,703,401 Common Stock |
10.35% |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Wellington Management | 280 Congress Street,Boston MA 02210,USA |
Signature
print name John D. Norberg capacity Vice President and Counsel sign here date 05/12/12
Exhibit A
Wellington Management Company, LLP ("Wellington Management") Investment Management Agreement
| Appointment of Wellington Management as Manager/ Acceptance of Appointment Discretionary Authority - Investments |
The Clients hereby appoint Wellington Management as investment manager to manage, supervise and direct the Clients' investment account or accounts (collectively, the "Account") under the terms and conditions set forth in the agreement. By execution of the Agreement, Wellington Management accepts appointment as investment manager and agrees to manage, supervise and direct the investments of the Account pursuant to the provisions of the Agreement. |
|---|---|
| Wellington Management shall have full and complete discretion to manage, supervise and direct the investment and reinvestment of assets in the Account and any additions thereto, subject to the investment objectives and guidelines attached to the Agreement. Wellington Management shall have full power and authority to act on behalf of the Account with respect to the purchase, sale, exchange, conversion or other transactions in any and all stocks, bonds, cash held for investment, and other assets, including shares of a registered investment company for which Wellington Management may act as investment adviser and, upon proper authorization by the Clients, interests in a collective trust maintained by a bank or trust company, including one maintained by an affiliate of Wellington Management. No cash or securities due to or held for the Account shall be paid or delivered to Wellington Management, except in payment of the management fee payable to Wellington Management under the Agreements pursuant to procedures approved by the Clients. |
Exhibit B
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 19/11/12 | Wellington Management |
Purchase | 121,584 AUD | 510,000 Common Stock |
510,000 |
| 20/11/12 | Wellington Management |
Purchase | 34,473 AUD | 151,000 Common Stock |
151,000 |
| 21/11/12 | Wellington Management |
Purchase | 13,692 AUD | 57,528 Common Stock |
57,528 |
| 22/11/12 | Wellington Management |
Purchase | 56,268 AUD | 234,450 Common Stock |
234,450 |
| 04/12/12 | Wellington Management |
Purchase | 2,253,205 AUD | 11,266,025 Common Stock |
11,266,025 |