BLS E-Services Limited — Regulatory Filings 2024

May 14, 2024

==> picture [577 x 64] intentionally omitted <==

May 14, 2024

To, National Stock Exchange of India Ltd., Exchange Plaza, C-1 Block G, Bandra Kurla Complex Bandra [E], Mumbai – 400051	To, BSE Limited, Phiroze Jeejeebhoy Towers, Dalal Street, Fort, Mumbai -400 001
NSE Scrip Symbol: BLSE	BSE Scrip Code: 544107
ISIN: INE0NLT01010	ISIN: INE0NLT01010

Dear Sir/Madam,

Sub: Update on reporting of violations related to SEBI (Prohibition of Insider Trading) Regulations, 2015 and Code of Conduct of the Company made thereon

In continuation of earlier reporting on the captioned subject submitted by the Company on March 11, 2024, wherein, the Company intimated the incident of violation of the Code of Conduct under the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015.

We wish to inform you that the Audit Committee of the Company, at their meeting held on 13[th] May, 2024, has taken a note of the said reported violation related to Code of Conduct under the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015. Disclosure pertaining to update on the matter enclosed as Annexure A .

You are requested to take the same on record.

For BLS E-Services Limited

Sameer Digitally signed by Sameer Kumar Date: 2024.05.14 Kumar 19:56:24 +05'30' Sameer Kumar Company Secretary and Compliance Officer Membership No. A32216

Encl: as above

==> picture [564 x 74] intentionally omitted <==

Annexure A

==> picture [577 x 64] intentionally omitted <==

Report by BLS E-SERVICES LIMITED for violations

related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 .

[Schedule B read with Regulation 9 (1) of SEBI (Prohibition of Insider Trading) Regulations, 2015]

Sr. No.		Particulars	Particulars	Details
1.		Name of the listed compan~~y~~ ~~Fiduciary~~	~~/ Intermediary/~~	BLS E-SERVICES LIMITED
2.		Please tick appropriate checkbox Reporting in capacity of :  Listed Company ☐ Intermediary ☐ Fiduciary
3.		A. Details of Designated Person (DP)
		i. Name of the DP		Mr. Devendar Agarwal
		ii. PAN of the DP		ACVPA3462D
		iii. Designation of DP		Head - Operations (Retail Project)
		iv. Functional Role of DP		One Level below COO (Operations)
		v. Whether DP is Promoter or belongs to Promoter Group		No
		B. If Reporting is for immediate relative of DP
		i. Name of the immediate relative of DP		Not Applicable
		ii. PAN of the immediate relative of DP		Not Applicable
		C. Details of transaction(s)
		i. Name of the scrip		NSE : BLSE BSE: 544107
		ii. No of shares traded and value (Rs.) (Date - wise)		Allotted 108 shares in IPO of the Company @Rs. 135/-each share for total consideration of Rs. 14580 19/02/2024: Sold 108 Equity shares for total value of Rs. 42,438.60 @ Rs. 392.95 per share Net Realized Profit:27858.6
		D. In case value of trade(s) is more than Rs.10 lacs in a calendarquarter
		i. Date of intimation of trade(s) by concerned		Not applicable

==> picture [564 x 74] intentionally omitted <==

==> picture [577 x 64] intentionally omitted <==

	DP/director/promoter/promoter group to Company under regulation 7 of SEBI(PIT)Regulations,2015
	ii. Date of intimation of trade(s) by Company to stock exchanges under regulation 7 of SEBI (PIT) Regulations,2015
4.	Details of violations observed under Code of Conduct	Contra trade during trading window open period.
5.	Action taken by Listed company/ Intermediary/ Fiduciary	A warning letter has been issued along with handing over of Code of Conduct and presentation on compliance of SEBI (Prohibition of Insider Trading) Regulations, 2015. It was first instance of violation where he had executed the trade inadvertently and unintentionally. He was not holding any UPSI at the time of Trade. The Audit Committee in its meeting held on 13/05/2024 has discussed the said violation and has instructed to Mr. Devendar Agarwal to strictly follow code of conduct of the Company and deposit the profit earned by him in such trade to Investor and Education Fund managed by SEBI
6.	Reasons recorded in writing for taking action stated above	Violation of Code of Conduct & SEBI insider Trading Regulations.
7.	Details of the previous instances of violations, if any,since last financialyear	No previous violation
8.	If any amount collected for Code of Conduct violation(s)	Not Applicable
	i. Mode of transfer to SEBI - IPEF (Online/Demand Draft)	Online

==> picture [564 x 74] intentionally omitted <==

==> picture [577 x 64] intentionally omitted <==

	ii. Details of transfer/payment in case of Online: Particulars Details Name of the Transferor Devendar Agarwal Bank Name, Branch and Account Number ICICI Bank through online payment linkprovided on SEBI Website UTR/Transaction reference Number 240514185143978 Transaction Date 14/05/2024 Transaction Amount(in Rs.) Rs. 28000/- In Case of Demand Draft(DD): Particulars Details Bank and Branch Not ~~A~~pplicable DD Number DD Date DD Amount (in Rs.)	ii. Details of transfer/payment in case of Online: Particulars Details Name of the Transferor Devendar Agarwal Bank Name, Branch and Account Number ICICI Bank through online payment linkprovided on SEBI Website UTR/Transaction reference Number 240514185143978 Transaction Date 14/05/2024 Transaction Amount(in Rs.) Rs. 28000/- In Case of Demand Draft(DD): Particulars Details Bank and Branch Not ~~A~~pplicable DD Number DD Date DD Amount (in Rs.)	ii. Details of transfer/payment in case of Online: Particulars Details Name of the Transferor Devendar Agarwal Bank Name, Branch and Account Number ICICI Bank through online payment linkprovided on SEBI Website UTR/Transaction reference Number 240514185143978 Transaction Date 14/05/2024 Transaction Amount(in Rs.) Rs. 28000/- In Case of Demand Draft(DD): Particulars Details Bank and Branch Not ~~A~~pplicable DD Number DD Date DD Amount (in Rs.)
		Particulars	Details
		Bank and Branch	Not ~~A~~pplicable
		DD Number
		DD Date
		DD Amount (in Rs.)
9.		Any other relevant information	NA

==> picture [564 x 74] intentionally omitted <==