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Bloomin' Brands, Inc. — Director's Dealing 2019
May 9, 2019
32623_dirs_2019-05-08_bdd60ab7-fcc7-4305-a691-14e8643c26af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bloomin' Brands, Inc. (BLMN)
CIK: 0001546417
Period of Report: 2019-05-06
Reporting Person: SMITH ELIZABETH A (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-06 | Common Stock | M | 65486 | $6.50 | Acquired | 411733 | Direct |
| 2019-05-06 | Common Stock | S | 65486 | $20 | Disposed | 346247 | Direct |
| 2019-05-07 | Common Stock | M | 42140 | $6.50 | Acquired | 388387 | Direct |
| 2019-05-07 | Common Stock | S | 42140 | $20 | Disposed | 346247 | Direct |
| 2019-05-08 | Common Stock | M | 8692 | $6.50 | Acquired | 354939 | Direct |
| 2019-05-08 | Common Stock | S | 8692 | $19.85 | Disposed | 346247 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-06 | Stock Option (right to buy) | $6.5 | M | 65486 | Disposed | 2019-11-16 | Common Stock (65486.0) | Direct |
| 2019-05-07 | Stock Option (right to buy) | $6.5 | M | 42140 | Disposed | 2019-11-16 | Common Stock (42140.0) | Direct |
| 2019-05-08 | Stock Option (right to buy) | $6.5 | M | 8692 | Disposed | 2019-11-16 | Common Stock (8692.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (103957.0) | 103957 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (59472.0) | 59472 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (56110.0) | 56110 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (28003.0) | 28003 | Direct | |
| Stock Option (right to buy) | $20.62 | 2029-04-01 | Common Stock (372292.0) | 372292 | Direct |
| Stock Option (right to buy) | $24.1 | 2028-02-23 | Common Stock (185695.0) | 185695 | Direct |
| Stock Option (right to buy) | $17.27 | 2027-02-24 | Common Stock (267327.0) | 267327 | Direct |
| Stock Option (right to buy) | $17.15 | 2026-02-25 | Common Stock (261122.0) | 261122 | Direct |
| Stock Option (right to buy) | $25.36 | 2025-02-26 | Common Stock (220589.0) | 220589 | Direct |
| Stock Option (right to buy) | $25.32 | 2024-02-27 | Common Stock (177940.0) | 177940 | Direct |
| Stock Option (right to buy) | $10.03 | 2021-07-01 | Common Stock (550000.0) | 550000 | Direct |
Footnotes
F1: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $20.00 to $20.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F2: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $20.00 to $20.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F3: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $19.85 to $19.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F4: On November 16, 2009, these stock options were granted in the original amount of 4,350,000, which vest in five equal annual installments, with a final vesting in 2014.
F5: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.
F6: On April 1, 2019, these restricted stock units were granted in the original amount of 103,957, which vest in two equal annual installments, with a final vesting in 2021.
F7: This field is not applicable.
F8: On February 23, 2018, these restricted stock units were granted in the original amount of 79,296, which vest in four equal annual installments, with a final vesting in 2022.
F9: On February 24, 2017, these restricted stock units were granted in the original amount of 112,220, which vest in four equal annual installments, with a final vesting in 2021.
F10: On February 25, 2016, these restricted stock units were granted in the original amount of 112,010, which vest in four equal annual installments, with a final vesting in 2020.
F11: On April 1, 2019, these stock options were granted in the original amount of 372,292, which vest in two equal annual installments, with a final vesting in 2021.
F12: On February 23, 2018, these stock options were granted in the original amount of 185,695, which vest in four equal annual installments, with a final vesting in 2022.
F13: On February 24, 2017, these stock options were granted in the original amount of 267,327, which vest in four equal annual installments, with a final vesting in 2021.
F14: On February 25, 2016, these stock options were granted in the original amount of 261,122, which vest in four equal annual installments, with a final vesting in 2020.
F15: On February 26, 2015, these stock options were granted in the original amount of 220,589, which vest in four equal annual installments, with a final vesting in 2019.
F16: On February 27, 2014, these stock options were granted in the original amount of 177,940, which vest in four equal annual installments, with a final vesting in 2018.
F17: On July 1, 2011, these stock option were granted in the original amount of 550,000, which vest in five equal annual installments, with a final vesting in 2016.