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Bloomin' Brands, Inc. — Director's Dealing 2016
Nov 4, 2016
32623_dirs_2016-11-03_f7d1c1a7-1185-4abb-b34c-b50e7456669e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bloomin' Brands, Inc. (BLMN)
CIK: 0001546417
Period of Report: 2016-11-01
Reporting Person: SMITH ELIZABETH A (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock | M | 125000 | $6.50 | Acquired | 167313 | Direct |
| 2016-11-01 | Common Stock | S | 125000 | $17.195 | Disposed | 42313 | Direct |
| 2016-11-02 | Common Stock | M | 125000 | $6.50 | Acquired | 167313 | Direct |
| 2016-11-02 | Common Stock | S | 125000 | $17.112 | Disposed | 42313 | Direct |
| 2016-11-03 | Common Stock | M | 37576 | $6.50 | Acquired | 79889 | Direct |
| 2016-11-03 | Common Stock | S | 37576 | $17.079 | Disposed | 42313 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-01 | Stock Option (right to buy) | $6.5 | M | 125000 | Disposed | 2019-11-16 | Common Stock (125000.0) | Direct |
| 2016-11-02 | Stock Option (right to buy) | $6.5 | M | 125000 | Disposed | 2019-11-16 | Common Stock (125000.0) | Direct |
| 2016-11-03 | Stock Option (right to buy) | $6.5 | M | 37576 | Disposed | 2019-11-16 | Common Stock (37576.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (112010.0) | 112010 | Direct | |
| Stock Option (right to buy) | $17.15 | 2026-02-25 | Common Stock (261122.0) | 261122 | Direct |
| Stock Option (right to buy) | $25.36 | 2025-02-26 | Common Stock (220589.0) | 220589 | Direct |
| Stock Option (right to buy) | $25.32 | 2024-02-27 | Common Stock (177940.0) | 177940 | Direct |
| Stock Option (right to buy) | $10.03 | 2021-07-01 | Common Stock (550000.0) | 550000 | Direct |
Footnotes
F1: Price reflected is the weighted-average sales price for the shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $17.09 to $17.52. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price
F2: Price reflected is the weighted-average sales price for the shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $17.00 to $17.29. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F3: Price reflected is the weighted-average sales price for the shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $17.00 to $17.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F4: These stock options are fully vested.
F5: These restricted stock units, in the original grant amount of 112,010, will begin vesting in four equal annual installments on February 25, 2017.
F6: This field is not applicable.
F7: These stock options, in the original grant amount of 261,122, will begin vesting in four equal annual installments beginning on February 25, 2017.
F8: These stock options, in the original grant amount of 220,589, began vesting in four equal annual installments on February 26, 2016.
F9: These stock options, in the original grant amount of 177,940, began vesting in four equal annual installments on February 27, 2015.