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Bloom Energy Corp — Director's Dealing 2024
Jan 17, 2024
30346_dirs_2024-01-17_ac80f061-62f9-41ca-82f8-864d71a4179e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bloom Energy Corp (BE)
CIK: 0001664703
Period of Report: 2024-01-15
Reporting Person: Brooks Guillermo (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-15 | Class A Common Stock | M | 6250 | — | Acquired | 149651 | Direct |
| 2024-01-15 | Class A Common Stock | M | 4236 | — | Acquired | 153887 | Direct |
| 2024-01-16 | Class A Common Stock | S | 3249 | $12.22 | Disposed | 150638 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-15 | Restricted Stock Units | $ | M | 6250 | Disposed | Class A Common Stock (6250) | Direct | |
| 2024-01-15 | Restricted Stock Units | $ | M | 4236 | Disposed | Class A Common Stock (4236) | Direct |
Footnotes
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.21 to $12.26. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
F5: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.