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Bloom Energy Corp — Director's Dealing 2024
Jan 17, 2024
30346_dirs_2024-01-17_ec9ced3b-1899-4558-b4ce-cb6744651762.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bloom Energy Corp (BE)
CIK: 0001664703
Period of Report: 2024-01-15
Reporting Person: SODERBERG SHAWN MARIE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-15 | Class A Common Stock | M | 4118 | — | Acquired | 86276 | Direct |
| 2024-01-16 | Class A Common Stock | S | 1756 | $12.27 | Disposed | 84520 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-15 | Restricted Stock Units | $ | M | 4118 | Disposed | Class A Common Stock (4118) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 393102 | Indirect |
Footnotes
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.24 to $12.27. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
F4: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F5: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.