Bloom Energy Corp — Director's Dealing 2024

Feb 21, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bloom Energy Corp (BE)
CIK: 0001664703
Period of Report: 2024-02-15

Reporting Person: SODERBERG SHAWN MARIE (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-15	Class A Common Stock	A	1850	$0.00	Acquired	84034	Direct
2024-02-15	Class A Common Stock	M	3032	$0.00	Acquired	87066	Direct
2024-02-16	Class A Common Stock	S	6872	$9.32	Disposed	80194	Direct
2024-02-16	Class A Common Stock	S	6248	$9.36	Disposed	73946	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-02-15	Restricted Stock Units	$	M	3032	Disposed		Class A Common Stock (3032)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	396731	Indirect

Footnotes

F1: On July 11, 2023, the Reporting Person was granted a PSU award for a target number of 7,400 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 13, 2024, which resulted in a payout of 25% of the target. The PSUs fully vested at 25% of the target on February 15, 2024.

F2: Includes an aggregate of 1,293 shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan on February 14, 2024.

F3: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") and performance stock units ("PSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.20 to $9.60. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs and PSUs.

F6: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.21 to $9.45. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F7: Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.

F8: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F9: The RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.