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Bloom Energy Corp — Director's Dealing 2023
May 17, 2023
30346_dirs_2023-05-16_474cce67-3178-4849-b81d-c11462b3e8ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bloom Energy Corp (BE)
CIK: 0001664703
Period of Report: 2023-05-12
Reporting Person: Sridhar KR (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-12 | Class A Common Stock | M | 80000 | $0.00 | Acquired | 742872 | Direct |
| 2023-05-15 | Class A Common Stock | S | 42239 | $12.64 | Disposed | 700633 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-12 | Restricted Stock Units | $ | M | 80000 | Disposed | Class A Common Stock (80000) | Direct |
Footnotes
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.49 to $12.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4: RSUs vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.