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Bloom Energy Corp — Director's Dealing 2023
Jul 19, 2023
30346_dirs_2023-07-18_b47a028d-258e-4ecc-aeda-f8a27e6ec499.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bloom Energy Corp (BE)
CIK: 0001664703
Period of Report: 2023-07-15
Reporting Person: Moore Sharelynn Faye (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-15 | Class A Common Stock | M | 4118 | — | Acquired | 168314 | Direct |
| 2023-07-17 | Class A Common Stock | S | 1959 | $18.37 | Disposed | 166355 | Direct |
| 2023-07-18 | Class A Common Stock | S | 1080 | $18.47 | Disposed | 165275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-15 | Restricted Stock Units | $ | M | 4118 | Disposed | Class A Common Stock (4118) | Direct |
Footnotes
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023.
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.29 to $18.44. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023.
F4: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F5: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.