Bloom Energy Corp — Director's Dealing 2023

Jul 19, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bloom Energy Corp (BE)
CIK: 0001664703
Period of Report: 2023-07-15

Reporting Person: Brooks Guillermo (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-07-15	Class A Common Stock	M	6250	—	Acquired	136450	Direct
2023-07-15	Class A Common Stock	M	4236	—	Acquired	140686	Direct
2023-07-17	Class A Common Stock	S	3978	$18.28	Disposed	136708	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-07-15	Restricted Stock Units	$	M	6250	Disposed		Class A Common Stock (6250)	Direct
2023-07-15	Restricted Stock Units	$	M	4236	Disposed		Class A Common Stock (4236)	Direct

Footnotes

F1: Number of securities reported reflects the correction of a typographical error in the Reporting Person's Form 4 filed on June 16, 2023, which overreported the number of performance stock units vested and the total number of securities beneficially owned by 333 shares.

F2: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F3: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.28 to $18.421. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5: The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F6: The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.