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Bloom Energy Corp Director's Dealing 2023

Aug 17, 2023

30346_dirs_2023-08-17_358377fe-8407-464b-af96-0c9b103721aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bloom Energy Corp (BE)
CIK: 0001664703
Period of Report: 2023-08-15

Reporting Person: Moore Sharelynn Faye (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-15 Class A Common Stock M 9375 Acquired 174650 Direct
2023-08-15 Class A Common Stock M 2772 Acquired 177422 Direct
2023-08-16 Class A Common Stock S 5974 $14.97 Disposed 171448 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-15 Restricted Stock Unit $ M 9375 Disposed Class A Common Stock (9375) Direct
2023-08-15 Restricted Stock Unit $ M 2772 Disposed Class A Common Stock (2772) Direct

Footnotes

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023.

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $14.81 to $15.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4: The RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date.

F5: The RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.