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Bloks Group Limited Capital/Financing Update 2021

May 4, 2021

49127_rns_2021-05-04_ca7da974-2256-4aeb-9ccb-ef2a2dc8e327.pdf

Capital/Financing Update

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 30/04/2021

To : Hong Kong Exchanges and Clearing Limited

Concord New Energy Group Limited Name of Issuer (Incorporated in Bermuda with limited liability) Date Submitted 4 May 2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code : 00182 Description : CONCORD NE Par value Authorised share No. of ordinary (State capital shares currency) (State currency) Balance at close of preceding month 10,000,000,000 HK$0.01 HK$100,000,000.00 Increase/(decrease) 0 0 Balance at close of the month 10,000,000,000 HK$0.01 HK$100,000,000.00 - - - - (2) Stock code : Description : Par value Authorised share No. of ordinary (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month

2. Preference Shares

2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares
Stock code :
- -
Description :
- -
No. of
preference
shares
Balance at close of preceding month
2,500,000,000

Increase/(decrease)
0
Balance at close of the month
2,500,000,000
 - - Authorised share
capital
(State currency)
HK$25,000,000.00
0
HK$25,000,000.00
Par value
(State
currency)
HK$0.01
**HK$0.01 **
3. Other Classes of Shares
Stock code :
- -
Description :
- -
No. of other
classes of
shares
Balance at close of preceding month

Increase/(decrease)
Balance at close of the month
 - - Authorised share
capital
(State currency)
Par value
(State
currency)

Total authorised share capital at the end of the month (State currency) : HK$125,000,000.00

II. Movements in Issued Share Capital

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No. of ordinary shares No of preference No. of other
(1) (2) shares classes of shares
Balance at close of
- - - - - -
preceding month 8,366,854,965
Increase/ (decrease)
- - - - - - - -
during the month
Balance at close of
the month 8,366,854,965 - - - - - -
----- End of picture text -----

III. Details of Movements in Issued Share Capital

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----- Start of picture text -----

Share Options (under Share Option Schemes of the Issuer)
Particulars of No. of new shares of No. of new shares of
share option issuer issued during issuer which may be
scheme the month pursuant issued pursuant
including EGM Movement during the month thereto thereto as at close of
approval date the month
(dd/mm/yyyy) and
class of shares
issuable Granted Exercised Cancelled Lapsed
1.
( / / )
shares
(Note 1)
2.
( / / )
shares
(Note 1)
3.
( / / )
shares
(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise
of options (State currency)
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Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Currency
of nominal
value
Nominal value
at close of
preceding
month		 Currency
of nominal
value
Nominal value
at close of
preceding
month
Exercised
during the
month
Nominal value
at close of the
month
Exercised
during the
month
Nominal value
at close of the
month
Exercised
during the
month
Nominal value
at close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month











1.













( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2.

( / / )

( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.

( / / )

( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.

( / / )

( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstanding

Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month















1. Convertible Loan HK$ N/A 93,480,000
0

0
 93,480,000


0





0





0






0

186,960,000
(Tranche I)
(See Remarks 1)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy))
2. Convertible Loan		 70,110,000


127,472,727
Ordinary
HK$0.50
HK $ N/A
(Tranche II)
(See Remarks 1)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy)
3. Convertible Loan		 0
 70,210,000


117,016,666
Ordinary
HK$0.55
(Tranche III)
(See Remarks 1)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy)
4. Convertible Loan

0
12,000,000
93,720,000

187,440,000
(Tranche I)
(See Remarks 2)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy)
Class and description Class and description Currency of
amount
outstanding

Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month















5. Convertible Loan US$ (HK$)
N/A		 9,000,000
70,290,000
0


0
 9,000,000
70,290,000




0






0









0
- -
- -


127,800,000
(Tranche II)
(See Remarks 2)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy))
6. Convertible Loan		 9,000,000
70,290,000


117,150,000
Ordinary
HK$0.55
US$ (HK$)
N/A
(Tranche III)
(See Remarks 2)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy)
7.

Ordinary
HK$0.60
Stock code (if listed)
Class of shares
issuable
Subscription price
SGM approval date
(if applicable)
(dd/mm/yyyy)
8.

Stock code (if listed)
Class of shares
issuable
Subscription price
SGM approval date
(if applicable)
(dd/mm/yyyy)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

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No. of new shares No. of new shares of
of issuer issued issuer which may be
during the month
issued pursuant
pursuant thereto thereto as at close of
Full particulars including EGM approval date (dd/mm/yyyy), the month
if applicable, and class of shares issuable:
1.
( / / )
shares (Note 1)
2.
( / / )
shares (Note 1)
3.
( / / )
shares (Note 1)
Total D. (Ordinary shares)
(Preference shares)
(Other class)
----- End of picture text -----

Other Movements in Issued Share Capital

Type of Issue No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month

1. Rights issue
At
price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
2. Open offer
At
price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
3. Placing
At
price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
4. Bonus issue Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
No. of new No. of new
shares of shares of
issuer issued issuer
during the which may
month be issued
pursuant pursuant
thereto thereto as
at close of
the month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
Type of Issue t he month

5. Scrip dividend
At
price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
AGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
8. Consideration
issue
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

No. of new No. of new shares of shares of issuer issued issuer during the which may month be issued pursuant pursuant thereto thereto as at close of the month

Type of Issue Class of shares _ issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) Class of shares ________ issuable (Note 1)_ 10. Other At State Issue and allotment ( / / ) (Please specify) price : currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) Total E. (Ordinary shares) (Preference shares) (Other class)

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

(1) - -
(2) - -
- -
to
- -
s in Issued Share

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

  • (i) all money due to the listed issuer in respect of the issue of securities has been received by it;

  • (ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under “Qualifications of listing” have been fulfilled;

  • (iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;

  • (iv) all the securities of each class are in all respects identical (Note 3) ;

  • (v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;

  • (vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;

  • (vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and

  • (viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

  1. For details please refer to the Company’s announcement dated 28 December 2017.

  2. 2 .For details please refer to the Company’s announcement dated 13 December 2018, 16 January 2019, 13 March 2019 and Company’s circular dated 25 February 2019.

Submitted by: Tricor Tengis Limited

Title: Branch Share Registrar (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.

3. “Identical” means in this context:

  • the securities are of the same nominal value with the same amount called up or paid up;

  • they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and

  • they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

4. If there is insufficient space, please append the prescribed continuation sheet.

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