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Block, Inc. Director's Dealing 2025

Apr 3, 2025

30034_rns_2025-04-03_e2c2bf36-0c7c-4f75-b268-dd7557f3aeed.pdf

Director's Dealing

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4/3/25, 2:05 PM

SEC FORM 4

SEC Form 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

FORM 4

Washington, D.C. 20549

Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b51(c). See Instruction 10.

  1. Name and Address of Reporting Person[] 2. Issuer Name and* Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer Block, Inc. [ XYZ ] (Check all applicable) Carter Shawn Corey X Director 10% Owner Officer (give title Other (specify (Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year) below) below) 04/01/2025 1955 BROADWAY SUITE 600 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) (Street) X Form filed by One Reporting Person OAKLAND CA 94612 Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Name and Address of Reporting Person*
Carter Shawn Corey
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
(Street)
OAKLAND
CA
94612
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
Carter Shawn Corey
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
(Street)
OAKLAND
CA
94612
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
Carter Shawn Corey
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
(Street)
OAKLAND
CA
94612
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
Carter Shawn Corey
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
(Street)
OAKLAND
CA
94612
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
Carter Shawn Corey
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
(Street)
OAKLAND
CA
94612
(City)
(State)
(Zip)
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
XYZ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
Officer (give title
below)
Other (specify
below)
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4
and 5)
5. Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 3 and 4)
6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price
Class A Common Stock 04/01/2025 A 184
(1)
A $ 0 23,761 D
Class A Common Stock 1,779 I By
immediate
family
member
(2)
Class A Common Stock 20,812 I See
Footnote
(3)
Class A Common Stock 296 I See
Footnote
(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares

Explanation of Responses:

  1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

  2. The shares are held of record by an immediate family member of the Reporting Person.

  3. The shares are held of record by SC Panther, LLC, for which the Reporting Person serves as the sole member.

  4. The shares are held of record by SC Vessel 5, LLC, for which the Reporting Person serves as the sole member.

Remarks:

https://www.sec.gov/Archives/edgar/data/1512673/000162828025016593/xslF345X05/wk-form4_1743714228.xml

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4/3/25, 2:05 PM

SEC FORM 4

/s/ Susan Szotek, Attorney-in04/03/2025 Fact Date

** Signature of Reporting Person

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

https://www.sec.gov/Archives/edgar/data/1512673/000162828025016593/xslF345X05/wk-form4_1743714228.xml

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