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Block, Inc. — Director's Dealing 2025
Jun 18, 2025
30034_rns_2025-06-18_33bb6fd1-0877-4237-b015-ba9109d6735a.pdf
Director's Dealing
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6/18/25, 2:35 PM
SEC FORM 4
SEC Form 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
FORM 4
Washington, D.C. 20549
Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b51(c). See Instruction 10.
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Name and Address of Reporting Person[*]
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Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer Block, Inc. [ XYZ ] (Check all applicable) X Director 10% Owner Officer (give title Other (specify 3. Date of Earliest Transaction (Month/Day/Year) below) below)
Carter Shawn Corey
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/17/2025 |
3. Date of Earliest Transaction (Month/Day/Year) 06/17/2025 |
below) | below) | ||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1955 BROADWAY | ||||||||||
| SUITE 600 | ||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||
| Line) | ||||||||||
| (Street) | X | Form filed by One Reporting Person | ||||||||
| OAKLAND | CA | 94612 | Form filed by More than One Reporting | |||||||
| Person | ||||||||||
| (City) | (State) | (Zip) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired | 4. Securities Acquired | (A) or | (A) or | 5. Amount of 6. Ownership |
5. Amount of 6. Ownership |
5. Amount of 6. Ownership |
5. Amount of 6. Ownership |
5. Amount of 6. Ownership |
5. Amount of 6. Ownership |
7. Nature of |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Date | Execution Date, | Transaction | Disposed Of (D) (Instr. | 3, 4 | Securities | Form: | Direct | Indirect | ||||||
| (Month/Day/Year) if any |
Code (Instr. | and 5) | Beneficially | (D) or | Beneficial | |||||||||
| (Month/Day/Year) | 8) | Owned | Indirect (I) | Ownership | ||||||||||
| Following | (Instr. | 4) | (Instr. 4) | |||||||||||
| Code V |
Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
||||||||||
| Class A Common Stock | 06/17/2025 | A | 4,343 (1) |
A | $ 0 | 28,104 | D | |||||||
| By | ||||||||||||||
| Class A Common Stock | 1,779 | I | immediate family |
|||||||||||
| member (2) |
||||||||||||||
| Class A Common Stock | 20,812 | I | See Footnote (3) |
|||||||||||
| Class A Common Stock | 296 | I | See Footnote (4) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 6. Date Exercisable and | 7. Title and | 8. Price of | 9. Number of | 10. | 11. Nature | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | Amount of | Derivative | derivative | Ownership | of Indirect | |||
| Security | or Exercise | (Month/Day/Year) | if any | Code | (Instr. | of | (Month/Day/Year) | Securities | Security | Securities | Form: | Beneficial | ||
| (Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Underlying | (Instr. 5) | Beneficially | Direct (D) | Ownership | |||||
| Derivative | Securities | Derivative | Owned | or Indirect | (Instr. 4) | |||||||||
| Security | Acquired | Security | Following | (I) (Instr. 4) | ||||||||||
| (A) or | (Instr. 3 and 4) | Reported | ||||||||||||
| Disposed | Transaction(s) | |||||||||||||
| of (D) | (Instr. 4) | |||||||||||||
| (Instr. | 3, 4 | |||||||||||||
| and 5) | ||||||||||||||
| Amount | ||||||||||||||
| or | ||||||||||||||
| Number | ||||||||||||||
| Date | Expiration | of | ||||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Title Shares |
Explanation of Responses:
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Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 17, 2026, or the date of the Issuer's next annual meeting of stockholders.
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The shares are held of record by an immediate family member of the Reporting Person.
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The shares are held of record by SC Panther, LLC, for which the Reporting Person serves as the sole member.
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The shares are held of record by SC Vessel 5, LLC, for which the Reporting Person serves as the sole member.
Remarks:
https://www.sec.gov/Archives/edgar/data/1512673/000162828025032177/xslF345X05/wk-form4_1750282012.xml
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6/18/25, 2:35 PM
SEC FORM 4
/s/ Susan Szotek, Attorney-in06/18/2025 Fact Date
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
https://www.sec.gov/Archives/edgar/data/1512673/000162828025032177/xslF345X05/wk-form4_1750282012.xml
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