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Block, Inc. Director's Dealing 2024

Jan 4, 2024

30034_rns_2024-01-04_4857657e-578f-4279-b525-5d0530be71db.pdf

Director's Dealing

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1/4/24, 3:06 PM

SEC FORM 4

SEC Form 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

FORM 4

Washington, D.C. 20549

Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b51(c). See Instruction 10.

1. Name and Address of Reporting Person*
Esperanza Chrysty
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
1. Name and Address of Reporting Person*
Esperanza Chrysty
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
1. Name and Address of Reporting Person*
Esperanza Chrysty
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
1. Name and Address of Reporting Person*
Esperanza Chrysty
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2024
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Counsel
Lead
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Counsel
Lead
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Counsel
Lead
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Counsel
Lead
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Counsel
Lead
(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual
Line)
or Joint/Group Filing (Check Applicable
OAKLAND
CA
94612 X Form filed by One Reporting Person
Form filed by More than One Reporting
(City)
(State)
(Zip) Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
2A. Deemed
3. 4. Securities Acquired (A) or 5. Amount of 6. Ownership
7. Nature
Date
Execution Date,
Transaction Disposed Of (D) (Instr. 3, 4 and Securities Form: Direct
of Indirect
(Month/Day/Year)
if any
Code (Instr. 5) Beneficially (D) or
Beneficial
(Month/Day/Year) 8) Owned Indirect (I)
Ownership
Following (Instr. 4)
(Instr. 4)
Code
V
Amount (A) or
(D)
Price Reported
Transaction(s)
(Instr. 3 and 4)
Class A Common Stock 01/02/2024 S 918
(1)
D $ 73.78
(2)
62,444 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of 2. 3. Transaction 3A. Deemed 4. 5. 6. Date Exercisable and 6. Date Exercisable and 7. Title and 8. Price of 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Transaction Number Expiration Date Amount of Derivative derivative Ownership of Indirect
Security or Exercise (Month/Day/Year) if any Code (Instr. of (Month/Day/Year) Securities Security Securities Form: Beneficial
(Instr. 3) Price of (Month/Day/Year) 8) Derivative Underlying (Instr. 5) Beneficially Direct (D) Ownership
Derivative Securities Derivative Owned or Indirect (Instr. 4)
Security Acquired Security Following (I) (Instr. 4)
(A) or (Instr. 3 and 4) Reported
Disposed Transaction(s)
of (D) (Instr. 4)
(Instr. 3, 4
and 5)
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title
Shares

Explanation of Responses:

  1. Represents the number of shares automatically sold to satisfy the Issuer's income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

  2. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.77 to $73.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

/s/ Susan Szotek, Attorney-inFact

01/04/2024

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

  • Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

https://www.sec.gov/Archives/edgar/data/1512673/000120919124000870/xslF345X05/doc4.xml

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