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Block, Inc. — Director's Dealing 2024
Mar 5, 2024
30034_rns_2024-03-05_61cc1b81-df2c-420d-9293-a9b1a15316f2.pdf
Director's Dealing
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UNITED STATES SECURITIES AND EXCHANGE Form 144 Filer Information COMMISSION Washington, D.C. 20549
FORM 144
Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK
0001803649
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing?
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LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
BLOCK, INC.
SEC File Number
001-37622
Address of Issuer
1955 Broadway, Suite 600 Oakland CALIFORNIA 94612
Phone
415-375-3176
Name of Person for Whose Account the Securities are To Be Sold
BRIAN GRASSADONIA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer
Officer
144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstand |
ing Approx Date of Sale |
imate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 |
111914 | 8748317 .38 |
555180 000 |
03/0 4/20 24 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquir |
ed Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquir |
ed Amount of Securities Acquired |
Date of Payme |
nt Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| COMMON | 05/1 4/20 21 |
Employee Stock Purchase Plan |
ISSUER | 139 | 05/1 4/20 21 |
Cash | ||
| COMMON | 05/1 3/20 22 |
Employee Stock Purchase Plan |
ISSUER | 107 | 05/1 3/20 22 |
Cash | ||
| COMMON | 03/0 4/20 24 |
Stock Option Exercise |
ISSUER | 111666 | 03/0 4/20 24 |
Cash | ||
| COMMON | 11/1 5/20 22 |
Employee Stock Purchase Plan |
ISSUER | 2 | 11/1 5/20 22 |
Cash |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller |
Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 02/2 1/20 24 |
2663 | 171246.07 |
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 02/2 0/20 24 |
127800 | 8363947.6 8 |
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 01/0 4/20 24 |
5652 | 384336.00 |
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 01/0 2/20 24 |
2704 | 199496.11 |
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 |
Common | 01/0 2/20 |
2127 | 160439.61 |
Oakland CA 94612 24
144: Remarks and Signature
Remarks
Date of Notice
03/04/2024
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
11/29/2023
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature
/s/ Brian Peter Grassadonia
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)