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Block, Inc. Director's Dealing 2024

Jul 7, 2024

30034_rns_2024-07-07_c5c1f0b6-a8fb-489c-a523-ff6e0b9ff312.pdf

Director's Dealing

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7/5/24, 2:06 PM

SEC FORM 4

SEC Form 4

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE

COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b51(c). See Instruction 10.

1. Name and Address of Reporting
Esperanza Chrysty
(Last)
(First)
1955 BROADWAY
SUITE 600
1. Name and Address of Reporting
Esperanza Chrysty
(Last)
(First)
1955 BROADWAY
SUITE 600
1. Name and Address of Reporting
Esperanza Chrysty
(Last)
(First)
1955 BROADWAY
SUITE 600
Person*
(Middle)
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2024
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2024
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Chief
Legal
Offcer
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Chief
Legal
Offcer
(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
OAKLAND CA 94612 Line)
X Form filed by One Reporting Person
(City) (State) (Zip) Form filed by More than One Reporting
Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Name and Address of Reporting Person*
Esperanza Chrysty
(Last)
(First)
(Middle)
1955 BROADWAY
SUITE 600
(Street)
OAKLAND
CA
94612
(City)
(State)
(Zip)
2. Issuer NameandTicker or Trading Symbol
Block, Inc. [
SQ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Chief
Legal
Offcer
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2024
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A) or
Disposed Of (D) (Instr. 3, 4 and
5)
5. Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 3 and 4)
6. Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A) or
(D)
Price
Class A Common Stock 07/02/2024 S 516
(1)
D $ 64.37 92,048 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
Explanation of Responses: suer's income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
1. Represents the number of shares automatically sold to satisfy the Is
Remarks:

/s/ Susan Szotek, Attorney-in07/05/2024 Fact ** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

https://www.sec.gov/Archives/edgar/data/1512673/000162828024031314/xslF345X05/wk-form4_1720213438.xml

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