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Block, Inc. — Director's Dealing 2024
Aug 15, 2024
30034_rns_2024-08-15_909d65a7-5f1d-4c71-95c0-3093fab2208c.pdf
Director's Dealing
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8/15/24, 2:10 PM
SEC FORM 4
SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity X securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b51(c). See Instruction 10.
| 1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
1. Name and Address of Reporting Person Dale Ajmere (Last) (First) (Middle) 1955 BROADWAY SUITE 600 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 08/13/2024 |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Accounting Offcer |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Accounting Offcer |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Accounting Offcer |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Accounting Offcer |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Accounting Offcer |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Accounting Offcer |
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| (Street) | 4. | If | Amendment, Date | of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||||||
| OAKLAND | CA | 94612 | Line) | ||||||||||||||
| X | Form filed by One Reporting Person | ||||||||||||||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities | Acquired, Disposed of, or Beneficially | Owned | |||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired | (A) or | 5. Amount of | 6. Ownership | 7. Nature | |||||||||
| Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 and | Securities | Form: Direct | of Indirect | |||||||||||
| (Month/Day/Year) | if any | Code (Instr. | 5) | Beneficially | (D) or | Beneficial | |||||||||||
| (Month/Day/Year) 8) |
Owned | Indirect (I) | Ownership | ||||||||||||||
| Following | (Instr. 4) | (Instr. 4) | |||||||||||||||
| Code V |
Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
|||||||||||||
| Class A Common | Stock | 08/13/2024 | S (1) |
500 | D | $ 61.88 | 92,366 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of 2. 3. Transaction 3A. Deemed 4. 5. 6. Date Exercisable and 7. Title and 8. Price of 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Transaction Number Expiration Date Amount of Derivative derivative Ownership of Indirect
Security or Exercise (Month/Day/Year) if any Code (Instr. of (Month/Day/Year) Securities Security Securities Form: Beneficial
(Instr. 3) Price of (Month/Day/Year) 8) Derivative Underlying (Instr. 5) Beneficially Direct (D) Ownership
Derivative Securities Derivative Owned or Indirect (Instr. 4)
Security Acquired Security Following (I) (Instr. 4)
(A) or (Instr. 3 and 4) Reported
Disposed Transaction(s)
of (D) (Instr. 4)
(Instr. 3, 4
and 5)
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2024.
Remarks:
/s/ Susan Szotek, Attorney-in-
08/15/2024
Fact
Signature of Reporting Person Date
----- End of picture text -----**
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
https://www.sec.gov/Archives/edgar/data/1512673/000162828024037434/xslF345X05/wk-form4_1723755972.xml
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