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Block, Inc. — Director's Dealing 2024
Nov 12, 2024
30034_rns_2024-11-12_5a4e2d51-96d5-46e0-a651-dd8c1c443a7d.pdf
Director's Dealing
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sec.gov/Archives/edgar/data/1512673/000195004724008434/xsl144X01/primary_doc.xml
11/12/24, 10:07 AM
UNITED STATES Form 144 Filer Information SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001683645 Filer CCC XXXXXXXX Is this a LIVE or TEST Filing? LIVE TEST
Submission Contact Information
Name Phone E-Mail Address
144: Issuer Information
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the AJMERE SINGH DALE Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer
Officer
144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstanding |
Approxim Date of Sale |
ate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 |
1000 | 80000.00 | 619814000 | 11/11/20 24 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
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sec.gov/Archives/edgar/data/1512673/000195004724008434/xsl144X01/primary_doc.xml
11/12/24, 10:07 AM
144: Securities To Be Sold
| Title of the Class | Date you Acquired |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift? |
Date Donor Acquired |
Amount of Securities Acquired |
Date of Payment |
Nature of Payment * |
|---|---|---|---|---|---|---|---|---|
| Common | 04/01/2 022 |
Restricted Stock | Issuer | 500 | 04/01/2 022 |
Not Applicable | ||
| Common | 01/01/2 022 |
Restricted Stock | Issuer | 500 | 01/01/2 022 |
Not Applicable |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| AJMERE SINGH DALE 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 11/11/20 24 |
1000 | 80000.00 |
| AJMERE SINGH DALE 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 10/02/20 24 |
669 | 43759.02 |
| AJMERE SINGH DALE 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 10/01/20 24 |
500 | 33500.00 |
| AJMERE SINGH DALE 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 08/21/20 24 |
1406 | 90965.69 |
| AJMERE SINGH DALE 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 08/13/20 24 |
500 | 30940.00 |
144: Remarks and Signature
Remarks Sales that were executed on November 11, 2024 are being reported on this Form 144 filed on November 12, 2024 given the EDGAR system was not accepting filings November 11, 2024 in observance of the federal holiday. Date of Notice 11/12/2024 Date of Plan Adoption or Giving of 05/14/2024 Instruction, If Relying on Rule 10b5-1
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature /s/ Ajmere Dale
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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