Block, Inc. — Director's Dealing 2024

Nov 13, 2024

11/13/24, 2:22 PM

SEC FORM 4

SEC Form 4

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity X securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Esperanza Chrysty (Last) (First) 1955 BROADWAY SUITE 600	1. Name and Address of Reporting Esperanza Chrysty (Last) (First) 1955 BROADWAY SUITE 600	Person (Middle) 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 11/11/2024	Person (Middle) 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 11/11/2024	Person (Middle) 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 11/11/2024	Person (Middle) 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 11/11/2024	Person (Middle) 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 11/11/2024	Person (Middle) 2. Issuer Nameand*Ticker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 11/11/2024			5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Legal Offcer	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Legal Offcer	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Legal Offcer	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Legal Offcer
(Street)		4. If	Amendment, Date		of Original Filed		(Month/Day/Year)			6. Individual or Joint/Group Filing (Check Applicable Line)
OAKLAND CA		94612								X		Form filed by One Reporting Person
												Form filed by More than One Reporting
(City) (State)		(Zip)										Person
		Table I - Non-Derivative	Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)		2. Transaction		2A. Deemed		3.	4. Securities Acquired			(A) or		5. Amount of	6. Ownership 7. Nature
		Date		Execution Date,		Transaction	Disposed Of (D)		(Instr.	3, 4 and		Securities	Form: Direct of Indirect
		(Month/Day/Year)		if any		Code (Instr.	5)					Beneficially	(D) or Indirect Beneficial
				(Month/Day/Year)		8)						Owned Following (I) (Instr. 4) Ownership
												Reported	(Instr. 4)
						Code V	Amount	(A) or (D)		Price		Transaction(s) (Instr. 3 and 4)
Class A Common Stock		11/11/2024				C (1)	2,500		A	$ 0		91,571 D
Class A Common Stock		11/11/2024				S (2)	2,964		D	$ 80		88,607 D
Class A Common Stock		11/12/2024				C (1)	2,500		A	$ 0		91,107 D
Class A Common Stock		11/12/2024				S (2)	2,859		D	$ 85		88,248 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of	2.		3. Transaction	3A. Deemed	4.				5. Number of	5. Number of	6. Date Exercisable and	6. Date Exercisable and	7. Title and	7. Title and	8. Price of	8. Price of	8. Price of	9. Number of	9. Number of	10.	11. Nature
Derivative	Conversion		Date	Execution Date,	Transaction				Derivative		Expiration Date		Amount of		Derivative			derivative		Ownership	of Indirect
Security	or Exercise		(Month/Day/Year)	if any	Code (Instr.				Securities		(Month/Day/Year)		Securities		Security			Securities		Form:	Beneficial
(Instr. 3)	Price of			(Month/Day/Year)	8)				Acquired (A)				Underlying		(Instr.		5)	Beneficially		Direct (D)	Ownership
	Derivative								or Disposed				Derivative Security					Owned		or Indirect	(Instr. 4)
	Security								of (D) (Instr.				(Instr. 3 and 4)					Following		(I) (Instr. 4)
									3, 4 and 5)									Reported
																		Transaction(s)
														Amount				(Instr. 4)
														or
														Number
											Date	Expiration		of
					Code			V	(A)	(D)	Exercisable	Date	Title	Shares
Stock Option (right to buy)	$ 13.94		11/11/2024		M (2)					2,500	(3)	06/16/2025	Class B Common Stock (4)	2,500	$ 0				12,500	D
Class B													Class A
Common	(4)		11/11/2024		M				2,500		(4)	(4)	Common	2,500	$ 0				2,500	D
Stock (4)													Stock
Class B													Class A
Common	(4)		11/11/2024		C (1)					2,500	(4)	(4)	Common	2,500	$ 0				0	D
Stock (4)													Stock
Stock Option (right to buy)	$ 13.94		11/12/2024		M (2)					2,500	(3)	06/16/2025	Class B Common Stock (4)	2,500	$ 0				10,000	D
Class B													Class A
Common	(4)		11/12/2024		M				2,500		(4)	(4)	Common	2,500	$ 0				2,500	D
Stock (4)													Stock
Class B	(4)		11/12/2024		C (1)					2,500	(4)	(4)	Class A	2,500	$ 0				0	D
Common													Common

https://www.sec.gov/Archives/edgar/data/1512673/000162828024047675/xslF345X05/wk-form4_1731536425.xml

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11/13/24, 2:22 PM

SEC FORM 4

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock (4)										Stock

Explanation of Responses:

1. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

2. The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 1, 2024.

3. 25% of the shares subject to the option vested on June 1, 2016 and 1/48th of the shares vested monthly thereafter.

4. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Remarks:

/s/ Susan Szotek, Attorney-in11/13/2024 Fact ** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

• If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

• ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

• Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

https://www.sec.gov/Archives/edgar/data/1512673/000162828024047675/xslF345X05/wk-form4_1731536425.xml

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