Block, Inc. — Director's Dealing 2023

Apr 2, 2023

3/31/23, 2:20 PM

SEC FORM 4

SEC Form 4 FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

OMB APPROVAL

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

1. Name and Address of Reporting Person* Henry Alyssa (Last) (First) 1955 BROADWAY	1. Name and Address of Reporting Person* Henry Alyssa (Last) (First) 1955 BROADWAY	1. Name and Address of Reporting Person* Henry Alyssa (Last) (First) 1955 BROADWAY	1. Name and Address of Reporting Person* Henry Alyssa (Last) (First) 1955 BROADWAY	(Middle)	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 03/29/2023	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 03/29/2023	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 03/29/2023	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Square Lead	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Square Lead
	SUITE 600				4. If Amendment, Date		of Original Filed (Month/Day/Year)	6. Individual or Joint/Group Filing (Check Applicable Line)
								X	Form filed by One Reporting Person
(Street) OAKLAND CA				94612					Form filed by More than One Reporting Person
					Rule 10b5-1(c) Transaction Indication
	(City)	(State)		(Zip)

(City) (State)	(Zip)
		Check this box to indicate that a transaction was made pursuant					to a contract, instruction or written plan that					is	intended	to satisfy
		the affirmative defense		conditions of	Rule 10b5-1(c). See Instruction 10.
	Table I - Non-Derivative		Securities Acquired, Disposed of, or			Beneficially			Owned
1. Title of Security (Instr. 3)	2. Transaction		2A. Deemed	3.	4. Securities Acquired		(A) or		5. Amount of		6. Ownership			7. Nature
	Date		Execution Date,	Transaction	Disposed Of (D) (Instr.		3, 4 and 5)		Securities		Form:	Direct		of Indirect
	(Month/Day/Year)		if any	Code (Instr.					Beneficially		(D) or	Indirect		Beneficial
			(Month/Day/Year)	8)					Owned Following (I) (Instr.				4)	Ownership
									Reported					(Instr. 4)
				Code V	Amount (A) or (D)		Price		Transaction(s) (Instr. 3 and 4)
Class A Common Stock	03/29/2023			C (1)	30,769	A	$ 0.00			449,436		D
Class A Common Stock	03/29/2023			S (2)	10,192	D	$ 65.05 (3)			439,244		D
Class A Common Stock	03/29/2023			S (2)	20,013	D	$ 66.03 (4)			419,231		D
Class A Common Stock	03/29/2023			S (2)	564	D	$ 66.68 (5)			418,667		D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of	1. Title of	2.	3. Transaction 3A. Deemed	3. Transaction 3A. Deemed	3. Transaction 3A. Deemed	4.			5. Number of	5. Number of	6. Date Exercisable and	6. Date Exercisable and	6. Date Exercisable and	7. Title and	8. Price of 9. Number of	8. Price of 9. Number of	8. Price of 9. Number of	10.	11. Nature
Derivative		Conversion	Date		Execution Date,	Transaction			Derivative		Expiration Date			Amount of	Derivative derivative			Ownership	of Indirect
Security		or Exercise	(Month/Day/Year) if any			Code		(Instr.	Securities		(Month/Day/Year)			Securities	Security Securities			Form:	Beneficial
(Instr. 3)		Price of			(Month/Day/Year)	8)			Acquired (A)					Underlying	(Instr. 5) Beneficially			Direct (D)	Ownership
		Derivative							or Disposed of					Derivative Security			Owned	or Indirect	(Instr. 4)
		Security							(D) (Instr. 3, 4					(Instr. 3 and 4)			Following	(I) (Instr. 4)
									and 5)								Reported
																	Transaction(s)
															Amount		(Instr. 4)
															or
															Number
											Date		Expiration		of
						Code		V	(A)	(D)	Exercisable		Date	Title	Shares
Stock Option (right to buy)		$ 7.254		03/29/2023		M (2)				30,769		(6)	05/14/2024	Class B Common Stock (7)	30,769	$ 0.00 153,845		D
Class	B													Class A
Common		(7)		03/29/2023		M			30,769			(7)	(7)	Common	30,769	$ 0.00 30,769		D
Stock (7)														Stock
Class	B													Class A
Common		(7)		03/29/2023		C (1)				30,769		(7)	(7)	Common	30,769	$ 0.00 0		D
Stock (7)														Stock

Explanation of Responses:

1. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

2. The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

3. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.60 to $65.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

4. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.60 to $66.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.60 to $66.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

6. 25% of the shares subject to the option vested on May 12, 2015 and 1/48th of the shares vested monthly thereafter.

7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

https://www.sec.gov/Archives/edgar/data/1512673/000120919123021900/xslF345X04/doc4.xml

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3/31/23, 2:20 PM Remarks:

SEC FORM 4

/s/ Susan Szotek, Attorney-in- Fact ** Signature of Reporting Person
	03/31/2023
	Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

• If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

• ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

https://www.sec.gov/Archives/edgar/data/1512673/000120919123021900/xslF345X04/doc4.xml

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