Block, Inc. — Director's Dealing 2023

Jun 15, 2023

6/15/23, 2:44 PM

SEC FORM 4

SEC Form 4

OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

OMB APPROVAL

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Deighton Paul	1. Name and Address of Reporting Deighton Paul	1. Name and Address of Reporting Deighton Paul	1. Name and Address of Reporting Deighton Paul	1. Name and Address of Reporting Deighton Paul	Person*	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ]	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ]	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ]	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner
	(Last)		(First)		(Middle)	3. Date of Earliest Transaction (Month/Day/Year) 06/13/2023					Officer (give title below) Other (specify below)
	1955 BROADWAY					4. If Amendment, Date		of Original Filed (Month/Day/Year)	6. Individual or Joint/Group Filing (Check Applicable
	SUITE 600								Line)
									X		Form filed by One Reporting Person
(Street)											Form filed by More than One Reporting Person
	OAKLAND		CA		94612
						Rule 10b5-1(c) Transaction Indication
	(City)		(State)		(Zip)	Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
						satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction					10.

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of	Security (Instr. 3)	Security (Instr. 3)	2. Transaction	2. Transaction	2A. Deemed	2A. Deemed	3.		4. Securities Acquired	4. Securities Acquired	(A) or	(A) or	5. Amount of	5. Amount of	6. Ownership	6. Ownership	7. Nature
			Date		Execution Date,		Transaction		Disposed Of (D) (Instr.		3,	4 and	Securities		Form: Direct		of Indirect
			(Month/Day/Year)		if any		Code (Instr.		5)				Beneficially		(D)	or	Beneficial
					(Month/Day/Year)		8)						Owned		Indirect (I)		Ownership
													Following		(Instr. 4)		(Instr. 4)
							Code	V	Amount	(A) or (D)	Price		Reported Transaction(s) (Instr. 3 and 4)
Class A Common Stock			06/13/2023				A		3,815 (1)	A	$ 0.00		39,242			D
		Table II - Derivative Securities Acquired, Disposed of, or Beneficially											Owned
			(e.g., puts, calls, warrants,				options, convertible securities)
1. Title of	2.	3. Transaction	3A. Deemed	4.		5.	6. Date Exercisable and			7. Title and		8. Price of		9. Number of		10.	11. Nature
Derivative	Conversion	Date	Execution Date,	Transaction		Number	Expiration Date			Amount of		Derivative		derivative		Ownership	of Indirect
Security	or Exercise	(Month/Day/Year)	if any	Code	(Instr.	of	(Month/Day/Year)			Securities		Security		Securities		Form:	Beneficial
(Instr. 3)	Price of		(Month/Day/Year)	8)		Derivative				Underlying		(Instr. 5)		Beneficially		Direct (D)	Ownership
	Derivative					Securities				Derivative				Owned		or Indirect	(Instr. 4)
	Security					Acquired				Security				Following		(I) (Instr. 4)
						(A) or				(Instr. 3 and 4)				Reported
						Disposed								Transaction(s)
						of (D)								(Instr. 4)
						(Instr. 3, 4
						and 5)
										Amount
										or
										Number
							Date		Expiration	of
				Code	V	(A) (D)	Exercisable		Date	Title Shares

Explanation of Responses:

1. Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 13, 2024, or the date of the Issuer's next annual meeting of stockholders.

Remarks:

/s/ Susan Szotek, Attorney-in06/15/2023 Fact

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

• If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

https://www.sec.gov/Archives/edgar/data/1512673/000120919123037423/xslF345X04/doc4.xml

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