Block, Inc. — Director's Dealing 2023

Jul 23, 2023

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

OMB APPROVAL

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of

• X equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person* Esperanza Chrysty (Last) (First) 1955 BROADWAY	1. Name and Address of Reporting Person* Esperanza Chrysty (Last) (First) 1955 BROADWAY	1. Name and Address of Reporting Person* Esperanza Chrysty (Last) (First) 1955 BROADWAY	1. Name and Address of Reporting Person* Esperanza Chrysty (Last) (First) 1955 BROADWAY	1. Name and Address of Reporting Person* Esperanza Chrysty (Last) (First) 1955 BROADWAY	(Middle)	(Middle)	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 07/19/2023	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 07/19/2023	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 07/19/2023	2. Issuer NameandTicker or Trading Symbol Block, Inc. [ SQ] 3. Date of Earliest Transaction (Month/Day/Year) 07/19/2023	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Counsel Lead
	SUITE 600
(Street)							4. If Amendment, Date			of Original Filed (Month/Day/Year)	6. Individual or Joint/Group Filing (Check Applicable Line)
	OAKLAND		CA		94612						X Form filed by One Reporting Person
											Form filed by More than One Reporting Person
	(City)		(State)		(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)	1. Title of Security (Instr. 3)			2. Transaction		2A. Deemed	3.	4. Securities Acquired (A) or	4. Securities Acquired (A) or	4. Securities Acquired (A) or	4. Securities Acquired (A) or	5. Amount of	5. Amount of			6. Ownership	6. Ownership	7. Nature of
				Date		Execution Date,	Transaction	Disposed Of (D) (Instr. 3, 4			and 5)	Securities				Form:	Direct (D)	Indirect
				(Month/Day/Year)		if any	Code (Instr.					Beneficially Owned				or Indirect (I)		Beneficial
						(Month/Day/Year)	8)					Following Reported				(Instr.	4)	Ownership
												Transaction(s)			(Instr.			(Instr. 4)
							Code V	Amount		(A) or (D)	Price	3 and 4)
Class A Common Stock				07/19/2023			S (1)	2,500		D	$ 80	65,472					D
			Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
			(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative	2.	3. Transaction	3A. Deemed	4. Transaction		5. Number of	6. Date Exercisable and		7. Title and Amount of			8. Price of		9. Number of			10.	11. Nature
Security (Instr. 3)	Conversion	Date	Execution Date,	Code (Instr.	8)	Derivative	Expiration Date		Securities Underlying			Derivative		derivative			Ownership	of Indirect
	or Exercise	(Month/Day/Year)	if any			Securities	(Month/Day/Year)		Derivative Security (Instr. 3			Security		Securities			Form:	Beneficial
	Price of		(Month/Day/Year)			Acquired (A) or			and 4)			(Instr.	5)	Beneficially			Direct (D)	Ownership
	Derivative					Disposed of (D)								Owned			or Indirect	(Instr. 4)
	Security					(Instr. 3, 4 and								Following			(I) (Instr. 4)
						5)								Reported
														Transaction(s)
											Amount or			(Instr. 4)
							Date	Expiration			Number of
				Code V		(A) (D)	Exercisable	Date	Title		Shares

Explanation of Responses:

1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted February 28, 2023.

Remarks:

/s/ Lori Giardina, Attorney-in-Fact 07/21/2023 Date

** Signature of Reporting Person

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

• If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.