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Block, Inc. — Director's Dealing 2023
Oct 11, 2023
30034_rns_2023-10-11_64f3bb05-f414-4934-8b8c-d451a004c22d.pdf
Director's Dealing
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DocuSign Envelope ID: 700624F6-A754-4B00-A0E7-F571F99DA336
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Dean Litis
11 October 2023
Principal Adviser, Listings Compliance ASX Level 50, South Tower, Rialto 525 Collins Street, Melbourne VIC 3000
Dear Dean
Lodgement of Form 144s
Attached are ten (10) Form 144s that have been filed with the United States Securities and Exchange Commission ( SEC ).
Affiliates and persons who were affiliates during the preceding three months are required to file a Form 144 with the SEC if the securities to be sold during a three-month period will exceed 5,000 shares or other units or have an aggregate sale price in excess of US$50,000.
The Company notes late lodgement of these forms and that appropriate arrangements are in place to facilitate timely lodgement of Form 144s going forward.
Yours sincerely
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Shahzia Rahman, Assistant Secretary
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block.xyz
sec.gov/Archives/edgar/data/1512673/000195004723002243/xsl144X01/primary_doc.xml
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001965569 Filer CCC XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the CHRISTINE ESPERANZA
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Officer
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | E*TRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005 |
3150 | 220500.00 | 6048956 62 |
07/11/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| COMMON | 07/11/ 2023 |
Stock Option Exercise |
ISSUER | 3150 | 07/11/ 2023 |
Cash |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| CHRISTINE ESPERANZA 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 07/03/ 2023 |
748 | 49981.00 |
| CHRISTINE ESPERANZA 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 05/22/ 2023 |
606 | 36122.00 |
144: Remarks and Signature
Remarks
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Date of Notice 07/11/2023 Date of Plan Adoption or Giving of 02/28/2023 Instruction, If Relying on Rule 10b5-1
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature /s/ Christine Esperanza
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001965569 Filer CCC XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the CHRISTINE ESPERANZA
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Officer
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | E*TRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005 |
2500 | 200000.00 | 6048956 62 |
07/19/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| COMMON | 05/01/ 2018 |
Restricted Stock |
ISSUER | 230 | 05/01/ 2018 |
Not Applicable | ||
| COMMON | 02/01/ 2018 |
Restricted Stock |
ISSUER | 208 | 02/01/ 2018 |
Not Applicable | ||
| COMMON | 07/01/ 2019 |
Restricted Stock |
ISSUER | 330 | 07/01/ 2019 |
Not Applicable | ||
| COMMON | 10/01/ 2019 |
Restricted Stock |
ISSUER | 246 | 10/01/ 2019 |
Not Applicable | ||
| COMMON | 07/01/ 2018 |
Restricted Stock |
ISSUER | 126 | 07/01/ 2018 |
Not Applicable | ||
| COMMON | 01/01/ 2019 |
Restricted Stock |
ISSUER | 1183 | 01/01/ 2019 |
Not Applicable | ||
| COMMON | 08/01/ 2018 |
Restricted Stock |
ISSUER | 177 | 08/01/ 2018 |
Not Applicable |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
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| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| CHRISTINE ESPERANZA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 07/11/ 2023 |
3150 | 220500.00 |
| CHRISTINE ESPERANZA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 07/03/ 2023 |
748 | 49980.00 |
| CHRISTINE ESPERANZA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 05/22/ 2023 |
606 | 36122.00 |
144: Remarks and Signature
Remarks
| Remarks | |
|---|---|
| Date of Notice Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1 |
|
| 07/19/2023 | |
| 02/28/2023 | |
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature /s/ Christine Esperanza
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001803649 Filer CCC XXXXXXXX
Is this a LIVE or TEST Filing?
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LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the BRIAN GRASSADONIA
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Officer
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | E*TRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005 |
1655 | 110686.40 | 6048956 62 |
07/03/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| Common | 07/01/ 2022 |
Restricted Stock |
Issuer | 1655 | 07/01/ 2022 |
Not Applicable |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 05/22/ 2023 |
2650 | 153440.00 |
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/05/ 2023 |
6529 | 439855.00 |
144: Remarks and Signature
Remarks
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| Date of Notice Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1 |
|
|---|---|
| 07/03/2023 | |
| 12/02/2022 | |
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature /s/ Brian Peter Grassadonia
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001803649 Filer CCC XXXXXXXX
Is this a LIVE or TEST Filing?
==> picture [12 x 13] intentionally omitted <==
LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the BRIAN GRASSADONIA
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Officer
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | E*TRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005 |
4580 | 306860.00 | 6048956 62 |
07/06/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| COMMON | 07/01/ 2023 |
Restricted Stock |
ISSUER | 4580 | 07/01/ 2023 |
Not Applicable |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 07/03/ 2023 |
1655 | 110686.40 |
| BRIAN GRASSADONIA 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 05/22/ 2023 |
2650 | 157959.00 |
144: Remarks and Signature
Remarks
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Date of Notice 07/06/2023 Date of Plan Adoption or Giving of 12/02/2022 Instruction, If Relying on Rule 10b5-1
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature /s/ Brian Peter Grassadonia
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001658470 Filer CCC XXXXXXXX
Is this a LIVE or TEST Filing?
==> picture [12 x 13] intentionally omitted <==
LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the ALYSSA HENRY
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Officer
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | Morgan Stanley Smith Barney LLC 1 New York Plaza 38th Floor New York NY 10004 |
30769 | 1927336.3 1 |
6020260 85 |
04/19/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| COMMON | 04/19/ 2023 |
STOCK OPTIONS |
ISSUER | 30769 | 04/19/ 2023 |
Cash |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/12/ 2023 |
30769 | 2048868.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/05/ 2023 |
30769 | 2080604.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/03/ 2023 |
5507 | 368953.00 |
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| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/29/ 2023 |
30769 | 2022148.00 |
|---|---|---|---|---|
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/22/ 2023 |
30769 | 2340892.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/15/ 2023 |
30769 | 2232240.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/08/ 2023 |
30769 | 2378390.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/01/ 2023 |
30769 | 2343917.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/22/ 2023 |
30769 | 2247422.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/15/ 2023 |
30769 | 2464194.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/08/ 2023 |
30769 | 2545948.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/01/ 2023 |
30769 | 2510197.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 01/25/ 2023 |
30769 | 2378253.00 |
144: Remarks and Signature
Remarks
Date of Notice
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
04/19/2023 02/28/2022
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature
/s/ Alyssa Heather Henry
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ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
https://www.sec.gov/Archives/edgar/data/1512673/000195004723000171/xsl144X01/primary_doc.xml
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001658470 Filer CCC XXXXXXXX
Is this a LIVE or TEST Filing?
==> picture [12 x 13] intentionally omitted <==
LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the ALYSSA HENRY
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Officer
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | Morgan Stanley Smith Barney LLC 1 New York Plaza 38th Floor New York NY 10004 |
30769 | 1885807.3 9 |
6020260 85 |
04/26/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| Common | 04/26/ 2023 |
Stock Options | Issuer | 30769 | 04/26/ 2023 |
Cash |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 04/19/ 2023 |
30769 | 1927336.31 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/12/ 2023 |
30769 | 2048868.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/05/ 2023 |
30769 | 2080604.00 |
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| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/03/ 2023 |
5507 | 368953.00 |
|---|---|---|---|---|
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/29/ 2023 |
30769 | 2022148.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/22/ 2023 |
30769 | 2340892.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/15/ 2023 |
30769 | 2232240.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/08/ 2023 |
30769 | 2378390.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/01/ 2023 |
30769 | 2343917.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/22/ 2023 |
30769 | 2247422.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/15/ 2023 |
30769 | 2464194.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/08/ 2023 |
30769 | 2545948.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/01/ 2023 |
30769 | 2510197.00 |
144: Remarks and Signature
Remarks
Date of Notice
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
04/26/2023 02/28/2022
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature
/s/ Alyssa Heather Henry
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001658470 Filer CCC XXXXXXXX
Is this a LIVE or TEST Filing?
==> picture [12 x 13] intentionally omitted <==
LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer BLOCK, INC. SEC File Number 001-37622 Address of Issuer 1955 Broadway, Suite 600 Oakland CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the ALYSSA HENRY
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Officer
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | Morgan Stanley Smith Barney LLC 1 New York Plaza 38th Floor New York NY 10004 |
30769 | 1787657.3 6 |
6033929 72 |
05/03/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| COMMON | 05/03/ 2023 |
Stock Options | ISSUER | 30769 | 05/03/ 2023 |
Cash |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 04/26/ 2023 |
30769 | 1885807.39 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
Common | 04/19/ 2023 |
30769 | 1927336.31 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/12/ 2023 |
30769 | 2048868.00 |
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| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/05/ 2023 |
30769 | 2080604.00 |
|---|---|---|---|---|
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 04/03/ 2023 |
5507 | 368953.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/29/ 2023 |
30769 | 2022148.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMON | 03/22/ 2023 |
30769 | 2340892.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/15/ 2023 |
30769 | 2232240.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/08/ 2023 |
30769 | 2378390.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 03/01/ 2023 |
30769 | 2343917.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/22/ 2023 |
30769 | 2247422.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/15/ 2023 |
30769 | 2464194.00 |
| ALYSSA HENRY 1955 Broadway, Suite 600 Oakland CA 94612 |
COMMON | 02/08/ 2023 |
30769 | 2545948.00 |
144: Remarks and Signature
Remarks
Date of Notice
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
05/03/2023 02/28/2022
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature
/s/ Alyssa Heather Henry
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001626636 Filer CCC XXXXXXXX Is this a LIVE or TEST Filing? LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer Block, Inc. SEC File Number 001-37622 Address of Issuer 1455 MARKET STREET SUITE 600 SAN FRANCISCO CALIFORNIA 94103 Phone 415-375-3176 Name of Person for Whose Account the Summers Lawrence Henry
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Director
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Class A | Merrill Lynch 555 California Street Suite 1800 San Francisco CA 94104 |
3668 | 216412.00 | 5442597 29 |
05/30/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| Class A | 06/14/ 2018 |
Restricted Stock Units |
Issuer | 3668 | 06/14/ 2018 |
compensation |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
Nothing to Report
==> picture [12 x 12] intentionally omitted <==
144: Remarks and Signature
Remarks
Date of Notice
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
05/30/2023 02/28/2023
ATTENTION:
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The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature Lawrence H. Summer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144/A PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144/A: Filer Information
Filer CIK 0001626636 Filer CCC XXXXXXXX Previous Accession Number Of The Filing 0001971857-23-000169 Is this a LIVE or TEST Filing? LIVE TEST
Submission Contact Information
Name Phone E-Mail Address
144/A: Issuer Information
Name of Issuer Block, Inc. SEC File Number 001-37622 Address of Issuer 1455 MARKET STREET SUITE 600 SAN FRANCISCO CALIFORNIA 94103 Phone 415-375-3176 Name of Person for Whose Account the Summers Lawrence Henry Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer
Director
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144/A: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Class A | Merrill Lynch 555 California Street suite 1800 San Francisco CA 94104 |
3668 | 216412.00 | 5442597 29 |
05/30/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144/A: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| Class A | 06/18/ 2019 |
RESTRICTED STOCK UNIT |
Issuer | 3668 | 06/18/ 2019 |
Compensation |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144/A: Securities Sold During The Past 3 Months
Nothing to Report
==> picture [12 x 12] intentionally omitted <==
144/A: Remarks and Signature
Remarks
Form amended to correct date acquired to 6/18/2019
Date of Notice
Date of Notice 05/30/2023 Date of Plan Adoption or Giving of 02/28/2023 Instruction, If Relying on Rule 10b5-1
ATTENTION:
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The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature Lawrence H. Summers
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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UNITED STATES Form 144 Filer SECURITIES AND EXCHANGE COMMISSION Information Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES FORM 144 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Filer Information
Filer CIK 0001626636 Filer CCC XXXXXXXX Is this a LIVE or TEST Filing? LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address
144: Issuer Information
Name of Issuer
Name of Issuer Block, Inc. SEC File Number 001-37622 Address of Issuer 1455 MARKET STREET SUITE 600 SAN FRANCISCO CALIFORNIA 94103 Phone 415-375-3176 Name of Person for Whose Account the Summers Lawrence Henry
Name of Person for Whose Account the Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer Director
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144: Securities Information
| Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstandin |
g Approxi Date of Sale |
mate Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Class A | Merrill Lynch, Pierce, Fenner & Smith Inc. 555 California Street, FL 18 San Francisco CA 94104 |
7337 | 475217.49 | 1339765 38 |
06/30/ 2023 |
NYSE |
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
144: Securities To Be Sold
| Title of the Class |
Date you Acquire |
d Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Is this a Gift |
? Date Donor Acquire |
d Amount of Securities Acquired |
Date of Paymen |
t Nature of Payment* |
|---|---|---|---|---|---|---|---|---|
| Class A | 06/18/ 2019 |
Restricted Stock Units |
Issuer | 122 | 06/18/ 2019 |
Compensation | ||
| Class A | 06/16/ 2020 |
Restricted Stock Units |
Issuer | 3480 | 06/16/ 2020 |
Compensation | ||
| Class A | 06/15/ 2021 |
Restricted Stock Units |
Issuer | 2638 | 06/15/ 2021 |
Compensation | ||
| Class A | 06/14/ 2022 |
Restricted Stock Units |
Issuer | 1097 | 06/14/ 2022 |
Compensation |
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
144: Securities Sold During The Past 3 Months
| Name and Address of Seller | Title of Securities Sold | Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|
| Lawrence H. Summers C/O Block Inc. 1455 MARKET STREET, SUITE |
Class A | 05/30/ 2023 |
3668 | 21516444.0 0 |
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144: Remarks and Signature
Remarks
Date of Notice
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
06/30/2023 02/28/2023
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature
Lawrence H. Summers
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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