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Block, Inc. — Director's Dealing 2023
Dec 14, 2023
30034_rns_2023-12-14_67ed141a-7c0b-4cf3-a023-cd5de84bb25d.pdf
Director's Dealing
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
Form 144 Filer Information
Form 144
Form 144
NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
144: Issuer Information
Name of Issuer Block, Inc. SEC File Number 001-37622 Address of Issuer 1955 BROADWAY SUITE 600 OAKLAND CALIFORNIA 94612 Phone 415-375-3176 Name of Person for Whose Account the Henry Alyssa Securities are To Be Sold
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer 1. FORMER OFFICER
144: Securities Information
| Record | Title of the Class of Securities To Be Sold |
Name and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstanding |
Approximate Date of Sale |
Name the Securities Exchange |
|---|---|---|---|---|---|---|---|
| Morgan Stanley Smith | |||||||
| Barney LLC Executive | |||||||
| Services | |||||||
| #1 | COMMON | 200 W Civic Center Dr - 4th Floor |
293,403 | $21,881,513.39 | 553,600,000 | 12/14/2023 | NYSE |
| Sandy | |||||||
| UTAH | |||||||
| 84070 |
144: Securities To Be Sold
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
| Is | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Record | Title | of | the | Class | Date you Acquired |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
this a Gift |
Date Donor Acquired |
Amount of Securities Acquired |
Date of Payment |
Nature of **Payment *** |
| ? |
STOCK OPTION ISSUER EXERCISE
COMPENSATI ON
12/14/2023
12/14/2023
1
COMMON
293,403
☐
—
* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
144: Securities Sold During The Past 3 Months
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
| Record | Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold |
Gross Proceeds |
|---|---|---|---|---|---|
| ALYSSA A HENRY | |||||
| 1955 BROADWAY | |||||
| #1 | SUITE 600 OAKLAND |
RESTRICTED STOCK | 10/02/2023 | 4,196 | $185,302.82 |
| CALIFORNIA | |||||
| 94612 | |||||
| ALYSSA A HENRY | |||||
| 1955 BROADWAY | |||||
| #2 | SUITE 600 OAKLAND |
RESTRICTED STOCK | 12/04/2023 | 5,875 | $380,876.25 |
| CALIFORNIA | |||||
| 94612 | |||||
| ALYSSA A HENRY | |||||
| 1955 BROADWAY | |||||
| #3 | SUITE 600 OAKLAND |
STOCK OPTION EXERCISE | 11/10/2023 | 124,709 | $6,415,329.39 |
| CALIFORNIA | |||||
| 94612 |
144: Remarks and Signature
| Remarks | |
|---|---|
| Date of Notice | 12/14/2023 |
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature /s/ Alyssa Heather Henry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)