Block, Inc. — Director's Dealing 2022

May 15, 2022

5/13/22, 2:30 PM

SEC FORM 4

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Check this box if no longer subject to				STATEMENT OF CHANGES IN			BENEFICIAL			OWNERSHIP							Estim	ated average burd	en
Section 16. Form 4 or Form 5																	hours	per response:		0.5
obligations may continue.See Instruction 1(b).				Filed pursuant to Section 16(a) of the Securities Exchange Act of or Section 30(h) of the Investment Company Act of 1940								1934
1. Name and Address of Reporting Person* Henry Alyssa				2. Issuer NameandTicker Block, Inc. [ SQ]		or Trading Symbol							5. Relationship of Reporting (Check all applicable) Director					Person(s) to Issuer 10% Owner
(Last) (First) 1455 MARKET STREET		(Middle)		3. Date of Earliest Transaction (Month/Day/Year) 05/11/2022									X		Officer (give below)		title Other (specify below) Square Lead
SUITE 600
(Street)				4. If Amendment, Date of Original			Filed (Month/Day/Year)						6. Individual or Joint/Group Filing (Check Applicable Line)
SAN FRANCISCO CA		94103											X		Form filed by One			Reporting Person
															Form filed by More than One Reporting Person
(City) (State)		(Zip)
			Table I - Non-Derivative Securities Acquired, Disposed						of, or Beneficially Owned
1. Title of Security (Instr. 3)				2. Transaction	2A. Deemed	3.		4. Securities Acquired					(A) or		5. Amount of			6. Ownership	7. Nature of
				Date	Execution Date,	Transaction		Disposed Of (D)				(Instr.	3, 4 and		Securities			Form: Direct	Indirect
				(Month/Day/Year)	if any	Code (Instr.		5)							Beneficially			(D) or Indirect	Beneficial
					(Month/Day/Year)	8)									Owned Following			(I) (Instr. 4)	Ownership
															Reported				(Instr.	4)
						Code V		Amount			(A) or (D)		Price		Transaction(s) (Instr. 3 and 4)
Class A Common Stock				05/11/2022		C (1)		30,770				A	$ 0.00		464,206			D
Class A Common Stock				05/11/2022		S (2)			7,223			D	$ 79 (3)		456,983			D
Class A Common Stock				05/11/2022		S (2)			7,550			D	$ 79.97 (4)		449,433			D
Class A Common Stock				05/11/2022		S (2)			4,800			D	$ 81.04 (5)		444,633			D
Class A Common Stock				05/11/2022		S (2)			5,192			D	$ 81.98 (6)		439,441			D
Class A Common Stock				05/11/2022		S (2)			6,005			D	$ 83.08 (7)		433,436			D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of	1. Title of	2.	3. Transaction 3A. Deemed 4.	3. Transaction 3A. Deemed 4.	5. Number of	5. Number of	6. Date Exercisable and 7. Title and	6. Date Exercisable and 7. Title and	6. Date Exercisable and 7. Title and	6. Date Exercisable and 7. Title and	6. Date Exercisable and 7. Title and	6. Date Exercisable and 7. Title and	8. Price	8. Price	of 9. Number of	10.	11. Nature
Derivative		Conversion	Date	Execution Date, Transaction	Derivative		Expiration Date				Amount of		Derivative derivative			Ownership	of Indirect
Security		or Exercise	(Month/Day/Year) if any Code (Instr.		Securities		(Month/Day/Year)				Securities		Security Securities			Form:	Beneficial
(Instr.	3)	Price of		(Month/Day/Year) 8)	Acquired (A)						Underlying		(Instr. 5) Beneficially			Direct (D)	Ownership
		Derivative			or Disposed						Derivative				Owned	or Indirect	(Instr. 4)
		Security			of (D)	(Instr.					Security (Instr. 3				Following	(I) (Instr. 4)
					3, 4 and 5)						and 4)				Reported
												Amount			Transaction(s) (Instr. 4)
												or
												Number
							Date	Expiration				of
				Code V	(A)	(D)	Exercisable	Date			Title	Shares
Stock Option (right to buy)		$ 7.254	05/11/2022	M		30,770	(8)	05/14/2024			Class B Common Stock (9)	30,770		$ 0.00	1,569,230	D
Class B											Class A
Common		(9)	05/11/2022	M	30,770		(9)	(9)			Common	30,770		$ 0.00	30,770	D
Stock (9)											Stock
Class B											Class A
Common Stock (9)		(9)	05/11/2022	C (1)		30,770	(9)	(9)			Common Stock	30,770		$ 0.00	0	D

Explanation of Responses:

1. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

2. The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

3. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $78.51 to $79.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

4. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $79.52 to $80.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.54 to $81.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

6. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $81.54 to $82.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

7. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $82.56 to $83.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

8. 25% of the shares subject to the option vested on May 12, 2015 and 1/48th of the shares vested monthly thereafter.

9. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Remarks:

/s/ Susan Szotek, Attorney-in-Fact

05/13/2022

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

• If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

https://www.sec.gov/Archives/edgar/data/1512673/000120919122028921/xslF345X03/doc4.xml

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5/13/22, 2:30 PM

SEC FORM 4

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

https://www.sec.gov/Archives/edgar/data/1512673/000120919122028921/xslF345X03/doc4.xml

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