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Block, Inc. — Director's Dealing 2022
May 9, 2022
30034_dirs_2022-05-09_b20bd9e0-95ca-4868-aa00-f10da1988978.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Block, Inc. (SQ)
CIK: 0001512673
Period of Report: 2022-05-05
Reporting Person: Whiteley Sivan (Chief Legal Ofcr. & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-05 | Class A Common Stock | C | 4167 | $0.00 | Acquired | 103233 | Direct |
| 2022-05-05 | Class A Common Stock | C | 13125 | $0.00 | Acquired | 116358 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-05 | Stock Option (right to buy) | $7.254 | M | 4167 | Disposed | 2024-02-27 | Class B Common Stock (4167) | Direct |
| 2022-05-05 | Class B Common Stock | $ | M | 4167 | Acquired | Class A Common Stock (4167) | Direct | |
| 2022-05-05 | Class B Common Stock | $ | C | 4167 | Disposed | Class A Common Stock (4167) | Direct | |
| 2022-05-05 | Stock Option (right to buy) | $13.94 | M | 13125 | Disposed | 2025-06-16 | Class B Common Stock (13125) | Direct |
| 2022-05-05 | Class B Common Stock | $ | M | 13125 | Acquired | Class A Common Stock (13125) | Direct | |
| 2022-05-05 | Class B Common Stock | $ | C | 13125 | Disposed | Class A Common Stock (13125) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: 25% of the shares subject to the option vested on January 31, 2015 and 1/48th of the shares vested monthly thereafter.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: 25% of the shares subject to the option vested on June 1, 2016 and 1/48th of the shares vested monthly thereafter.
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