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Block, Inc. — Director's Dealing 2021
Jan 7, 2021
30034_dirs_2021-01-07_8c770cee-4d4e-470f-9a9c-e8baff1dd1e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-01-05
Reporting Person: Grassadonia Brian (Cash App Lead)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-05 | Class A Common Stock | M | 3907 | $2.904 | Acquired | 139324 | Direct |
| 2021-01-05 | Class A Common Stock | M | 687 | $7.254 | Acquired | 140011 | Direct |
| 2021-01-05 | Class A Common Stock | S | 4594 | $224.26 | Disposed | 135417 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-05 | Stock Option (right to buy) | $2.904 | M | 3907 | Disposed | 2023-05-31 | Class A Common Stock (3907) | Direct |
| 2021-01-05 | Stock Option (right to buy) | $7.254 | M | 687 | Disposed | 2024-02-27 | Class A Common Stock (687) | Direct |
Footnotes
F1: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: 25% of the shares subject to the option vested on May 20, 2014 and 1/48th of the shares vested monthly thereafter.
F3: 20% of the shares subject to the option vested on February 24, 2015 and 1/60th of the shares vested monthly thereafter.
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