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Block, Inc. Director's Dealing 2021

Jan 7, 2021

30034_dirs_2021-01-07_8c770cee-4d4e-470f-9a9c-e8baff1dd1e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-01-05

Reporting Person: Grassadonia Brian (Cash App Lead)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-05 Class A Common Stock M 3907 $2.904 Acquired 139324 Direct
2021-01-05 Class A Common Stock M 687 $7.254 Acquired 140011 Direct
2021-01-05 Class A Common Stock S 4594 $224.26 Disposed 135417 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-05 Stock Option (right to buy) $2.904 M 3907 Disposed 2023-05-31 Class A Common Stock (3907) Direct
2021-01-05 Stock Option (right to buy) $7.254 M 687 Disposed 2024-02-27 Class A Common Stock (687) Direct

Footnotes

F1: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: 25% of the shares subject to the option vested on May 20, 2014 and 1/48th of the shares vested monthly thereafter.

F3: 20% of the shares subject to the option vested on February 24, 2015 and 1/60th of the shares vested monthly thereafter.