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Block, Inc. Director's Dealing 2021

Jan 27, 2021

30034_dirs_2021-01-27_80cce363-fbc9-43f2-ac8c-3828eb039309.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-01-25

Reporting Person: Ahuja Amrita (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-25 Class A Common Stock M 4995 $73.94 Acquired 162383 Direct
2021-01-25 Class A Common Stock S 100 $211.29 Disposed 162283 Direct
2021-01-25 Class A Common Stock S 800 $214.59 Disposed 161483 Direct
2021-01-25 Class A Common Stock S 1500 $215.40 Disposed 159983 Direct
2021-01-25 Class A Common Stock S 935 $216.39 Disposed 159048 Direct
2021-01-25 Class A Common Stock S 460 $217.93 Disposed 158588 Direct
2021-01-25 Class A Common Stock S 300 $218.74 Disposed 158288 Direct
2021-01-25 Class A Common Stock S 300 $219.81 Disposed 157988 Direct
2021-01-25 Class A Common Stock S 200 $221.50 Disposed 157788 Direct
2021-01-25 Class A Common Stock S 200 $223.56 Disposed 157588 Direct
2021-01-25 Class A Common Stock S 200 $225.02 Disposed 157388 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-25 Stock Option (right to buy) $73.94 M 4995 Disposed 2029-01-23 Class A Common Stock (4995) Direct

Footnotes

F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $213.95 to $214.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $215.02 to $215.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $216.05 to $217.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $217.43 to $218.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $218.45 to $219.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $219.45 to $220.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $221.38 to $221.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223.52 to $223.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $225.00 to $225.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter.