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Block, Inc. — Director's Dealing 2021
Feb 3, 2021
30034_dirs_2021-02-03_77c2ecf6-2f9d-47d8-9b67-87a10e0499ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-02-01
Reporting Person: Ahuja Amrita (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Class A Common Stock | F | 3773 | $221.94 | Disposed | 153615 | Direct |
| 2021-02-01 | Class A Common Stock | M | 1854 | $57.40 | Acquired | 155469 | Direct |
| 2021-02-01 | Class A Common Stock | M | 2035 | $73.94 | Acquired | 157504 | Direct |
| 2021-02-01 | Class A Common Stock | S | 3889 | $215.64 | Disposed | 153615 | Direct |
| 2021-02-02 | Class A Common Stock | M | 1854 | $57.40 | Acquired | 155469 | Direct |
| 2021-02-02 | Class A Common Stock | S | 3048 | $225.30 | Disposed | 152421 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | Stock Option (right to buy) | $57.40 | M | 1854 | Disposed | 2030-04-20 | Class A Common Stock (1854) | Direct |
| 2021-02-01 | Stock Option (right to buy) | $73.94 | M | 2035 | Disposed | 2029-01-23 | Class A Common Stock (2035) | Direct |
| 2021-02-02 | Stock Option (right to buy) | $57.40 | M | 1854 | Disposed | 2030-04-20 | Class A Common Stock (1854) | Direct |
Footnotes
F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale by the Reporting Person.
F2: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.
F4: 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter.