Block, Inc. — Director's Dealing 2021

Oct 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-10-21

Reporting Person: Ahuja Amrita (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-21	Class A Common Stock	M	834	$57.40	Acquired	136532	Direct
2021-10-21	Class A Common Stock	S	834	$264.49	Disposed	135698	Direct
2021-10-25	Class A Common Stock	M	4995	$73.94	Acquired	140693	Direct
2021-10-25	Class A Common Stock	S	100	$252.87	Disposed	140593	Direct
2021-10-25	Class A Common Stock	S	200	$254.57	Disposed	140393	Direct
2021-10-25	Class A Common Stock	S	300	$255.56	Disposed	140093	Direct
2021-10-25	Class A Common Stock	S	600	$257.12	Disposed	139493	Direct
2021-10-25	Class A Common Stock	S	976	$258.07	Disposed	138517	Direct
2021-10-25	Class A Common Stock	S	820	$259.47	Disposed	137697	Direct
2021-10-25	Class A Common Stock	S	200	$260.24	Disposed	137497	Direct
2021-10-25	Class A Common Stock	S	1599	$261.70	Disposed	135898	Direct
2021-10-25	Class A Common Stock	S	200	$262.31	Disposed	135698	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-21	Stock Option (right to buy)	$57.40	M	834	Disposed	2030-04-20	Class A Common Stock (834)	Direct
2021-10-25	Stock Option (right to buy)	$73.94	M	4995	Disposed	2029-01-23	Class A Common Stock (4995)	Direct

Footnotes

F1: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $254.08 to $255.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $255.30 to $255.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $256.55 to $257.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $257.55 to $258.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $258.80 to $259.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $259.95 to $260.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $261.15 to $262.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $262.24 to $262.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.

F11: 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter.