Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Block, Inc. Director's Dealing 2021

Nov 4, 2021

30034_dirs_2021-11-04_5eaadf20-4937-41ec-a1b6-7af6a9174711.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-11-02

Reporting Person: Grassadonia Brian (Cash App Lead)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-02 Class A Common Stock M 3921 $7.254 Acquired 84340 Direct
2021-11-02 Class A Common Stock S 1217 $248.37 Disposed 83123 Direct
2021-11-02 Class A Common Stock S 195 $248.95 Disposed 82928 Direct
2021-11-02 Class A Common Stock S 300 $250.24 Disposed 82628 Direct
2021-11-02 Class A Common Stock S 800 $251.72 Disposed 81828 Direct
2021-11-02 Class A Common Stock S 709 $252.66 Disposed 81119 Direct
2021-11-02 Class A Common Stock S 500 $253.76 Disposed 80619 Direct
2021-11-02 Class A Common Stock S 200 $254.85 Disposed 80419 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-02 Stock Option (right to buy) $7.254 M 3921 Disposed 2024-02-27 Class A Common Stock (3921) Direct

Footnotes

F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $247.82 to $248.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $248.92 to $248.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $250.03 to $250.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $251.18 to $252.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $252.29 to $253.22 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $253.35 to $254.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $254.80 to $254.90 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: 20% of the shares subject to the option vested on February 24, 2015 and 1/60th of the shares vested monthly thereafter.