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Block, Inc. Director's Dealing 2021

Dec 14, 2021

30034_dirs_2021-12-14_104e428e-8a69-4aaf-a0e6-64209e90a6ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Block, Inc. (SQ)
CIK: 0001512673
Period of Report: 2021-12-10

Reporting Person: McKelvey James Morgan Jr. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-10 Class A Common Stock G 50000 $0.00 Disposed 125000 Indirect
2021-12-10 Class A Common Stock G 50000 $0.00 Acquired 53906 Direct
2021-12-10 Class A Common Stock C 372191 $0.00 Acquired 426097 Direct
2021-12-10 Class A Common Stock G 425000 $0.00 Disposed 1097 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-10 Class B Common Stock $ G 372191 Disposed Class A Common Stock (372191) Indirect
2021-12-10 Class B Common Stock $ G 372191 Acquired Class A Common Stock (372191) Direct
2021-12-10 Class B Common Stock $ C 372191 Disposed Class A Common Stock (372191) Direct

Footnotes

F1: This transaction involved a gift of shares by a trust for the benefit of the Reporting Person's spouse to the Reporting Person.

F2: The shares are held by the Anna Elefteria Ntenta Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

F3: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.