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Block, Inc. — Director's Dealing 2020
Apr 13, 2020
30034_dirs_2020-04-13_655ce087-8baa-4a9b-874d-7ba80fbc4b5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2020-04-09
Reporting Person: Reses Jacqueline D (Capital Lead)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-09 | Class A Common Stock | M | 25000 | $9.00 | Acquired | 228525 | Direct |
| 2020-04-09 | Class A Common Stock | S | 25000 | $60.00 | Disposed | 203525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-09 | Stock Option (right to buy) | $9.00 | M | 25000 | Disposed | 2025-11-17 | Class A Common Stock (25000) | Direct |
Footnotes
F1: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: 25% of the shares subject to the option vested on October 19, 2016 and 1/48 of the shares vested monthly thereafter.
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