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Block, Inc. — Director's Dealing 2020
Apr 14, 2020
30034_dirs_2020-04-14_56bdb394-5117-4af7-971f-cd10e0918b9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2020-04-06
Reporting Person: Dorsey Jack (Director, President, CEO & Chairman, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-06 | Class B Common Stock | $ | G | 12080574 | Disposed | Class A Common Stock (12080574) | Indirect | |
| 2020-04-06 | Class B Common Stock | $ | G | 12080574 | Acquired | Class A Common Stock (12080574) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (7752826) | 7752826 | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.
F3: The shares are held of record by Start Small, LLC, for which the Reporting Person is the sole member.
F4: The shares are held of record by the Jack Dorsey Remainder Trust u/a/d 6/23/10, for which the Reporting Person serves as Trustee.