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Block, Inc. — Director's Dealing 2020
Aug 24, 2020
30034_dirs_2020-08-24_f88428d8-874d-4047-8e01-0e3c5af02ccb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2020-08-20
Reporting Person: Dorsey Jack (Director, President, CEO & Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-20 | Class A Common Stock | C | 4494435 | $0.00 | Acquired | 4494435 | Indirect |
| 2020-08-20 | Class A Common Stock | G | 4494435 | $0.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-20 | Class B Common Stock | $ | C | 4494435 | Disposed | Class A Common Stock (4494435) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (39463992) | 39463992 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (12080574) | 12080574 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Remainder Trust u/a/d 6/23/10, for which the Reporting Person serves as Trustee.
F2: The shares are held of record by the Jack Dorsey Remainder Trust u/a/d 6/23/10, for which the Reporting Person serves as Trustee.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.
F5: The shares are held of record by Start Small, LLC, for which the Reporting Person is the sole member.