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Block, Inc. Director's Dealing 2020

Aug 24, 2020

30034_dirs_2020-08-24_f88428d8-874d-4047-8e01-0e3c5af02ccb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2020-08-20

Reporting Person: Dorsey Jack (Director, President, CEO & Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-20 Class A Common Stock C 4494435 $0.00 Acquired 4494435 Indirect
2020-08-20 Class A Common Stock G 4494435 $0.00 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-20 Class B Common Stock $ C 4494435 Disposed Class A Common Stock (4494435) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (39463992) 39463992 Indirect
Class B Common Stock $ Class A Common Stock (12080574) 12080574 Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Remainder Trust u/a/d 6/23/10, for which the Reporting Person serves as Trustee.

F2: The shares are held of record by the Jack Dorsey Remainder Trust u/a/d 6/23/10, for which the Reporting Person serves as Trustee.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

F5: The shares are held of record by Start Small, LLC, for which the Reporting Person is the sole member.