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Block, Inc. Director's Dealing 2020

Dec 3, 2020

30034_dirs_2020-12-03_a5767e16-2d72-4ad3-a868-98a06d4f22cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2020-12-01

Reporting Person: Whiteley Sivan (Gen. Counsel & Corp. Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-01 Class A Common Stock F 103 $203.00 Disposed 123474 Direct
2020-12-01 Class A Common Stock S 500 $201.90 Disposed 122974 Direct
2020-12-01 Class A Common Stock S 544 $203.01 Disposed 122430 Direct
2020-12-01 Class A Common Stock S 100 $204.46 Disposed 122330 Direct
2020-12-01 Class A Common Stock S 900 $206.53 Disposed 121430 Direct
2020-12-01 Class A Common Stock S 677 $207.60 Disposed 120753 Direct
2020-12-01 Class A Common Stock S 329 $208.37 Disposed 120424 Direct
2020-12-01 Class A Common Stock S 100 $209.73 Disposed 120324 Direct
2020-12-01 Class A Common Stock S 318 $212.35 Disposed 120006 Direct

Footnotes

F1: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $201.72 to $202.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $202.74 to $203.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $206.04 to $206.90 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $207.07 to $208.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $208.19 to $208.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $212.22 to $212.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.