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Block, Inc. Director's Dealing 2020

Dec 22, 2020

30034_dirs_2020-12-22_01fc9911-0b5c-4493-885b-fa45a7db5f12.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2020-12-18

Reporting Person: McKelvey James Morgan Jr. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-18 Class A Common Stock C 223131 $0.00 Acquired 302638 Direct
2020-12-18 Class A Common Stock G 300000 $0.00 Disposed 2638 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-18 Class B Common Stock $ C 223131 Disposed Class A Common Stock (223131) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 175000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (13047347) 13047347 Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: The shares are held by the Anna Elefteria Ntenta Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.