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Block, Inc. Director's Dealing 2019

Dec 23, 2019

30034_dirs_2019-12-23_15d31165-7cf2-4677-8b5e-a6f021c595c7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2019-12-20

Reporting Person: McKelvey James Morgan Jr. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-20 Class A Common Stock C 175000 $0.00 Acquired 251364 Direct
2019-12-20 Class A Common Stock G 175000 $0.00 Disposed 76364 Direct
2019-12-20 Class A Common Stock G 175000 $0.00 Acquired 175000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-20 Class B Common Stock $ C 175000 Disposed Class A Common Stock (175000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (13047347) 13047347 Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: The shares are held by the Anna Elefteria Ntenta Revocable Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.