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Block, Inc. — Director's Dealing 2018
Jan 11, 2018
30034_dirs_2018-01-11_c6aa9e27-45ab-46e2-8c47-43cf0092ca86.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2017-12-31
Reporting Person: Summers Lawrence Henry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-11 | Class A Common Stock | G | 27382 | $0.00 | Disposed | 10651 | Direct |
| 2017-08-11 | Class A Common Stock | G | 27382 | $0.00 | Acquired | 27382 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-11 | Class B Common Stock | $ | G | 201019 | Disposed | Class A Common Stock (201019) | Direct | |
| 2017-08-11 | Class B Common Stock | $ | G | 201019 | Acquired | Class A Common Stock (201019) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (322874) | 322874 | Indirect |
Footnotes
F1: This transaction involved a gift of shares by the Reporting Person to his LHS 2017 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.
F2: The shares are held of record by the LHS 2017 Qualified Annuity Trust - Square.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: The shares are held of record by the LHS 2016 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.
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