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Block, Inc. Director's Dealing 2018

Jan 11, 2018

30034_dirs_2018-01-11_c6aa9e27-45ab-46e2-8c47-43cf0092ca86.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2017-12-31

Reporting Person: Summers Lawrence Henry (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-11 Class A Common Stock G 27382 $0.00 Disposed 10651 Direct
2017-08-11 Class A Common Stock G 27382 $0.00 Acquired 27382 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-11 Class B Common Stock $ G 201019 Disposed Class A Common Stock (201019) Direct
2017-08-11 Class B Common Stock $ G 201019 Acquired Class A Common Stock (201019) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (322874) 322874 Indirect

Footnotes

F1: This transaction involved a gift of shares by the Reporting Person to his LHS 2017 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.

F2: The shares are held of record by the LHS 2017 Qualified Annuity Trust - Square.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the LHS 2016 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.