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Block, Inc. — Director's Dealing 2018
Nov 19, 2018
30034_dirs_2018-11-19_c0a0d67d-60bd-4f6b-b17e-eb914f37adb8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2018-11-16
Reporting Person: Murphy Timothy Hugh (Interim CFO & Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 61234 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.94 | 2025-06-16 | Class B Common Stock (110000) | Direct |
Footnotes
F1: Represents 18,684 shares of the Issuer's Class A Common Stock owned, and 42,550 shares represented by unvested restricted stock units (RSUs).
F2: 4,226 of the RSUs each represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Of the original grant of an aggregate of 11,268 RSUs, 1/16 of the RSUs vested on August 1, 2016, and 1/16 of the total RSUs vest every three months thereafter.
F3: 7,926 of the RSUs each represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Of the original grant of an aggregate of 18,115 RSUs, 1/16 of the RSUs vested on September 1, 2016, and 1/16 of the total RSUs vest every three months thereafter.
F4: 25,797 of the RSUs each represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Of the original grant of an aggregate of 41,274 RSUs, 1/16 of the RSUs vested on July 1, 2017, and 1/16 of the total RSUs vest every three months thereafter.
F5: 4,601 of the RSUs each represent a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Of the original grant of an aggregate of 4,962 RSUs, 1/16 of the RSUs vested on July 1, 2018, and 1/16 of the total RSUs vest every three months thereafter.
F6: 25% of the shares subject to the option vested on June 8, 2016, and 1/48th of the shares vest monthly thereafter.
F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder.