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Block, Inc. — Director's Dealing 2018
Jun 21, 2018
30034_dirs_2018-06-21_50d0cc77-7c37-43a4-b908-361088792347.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2018-06-19
Reporting Person: Summers Lawrence Henry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-19 | Class A Common Stock | A | 3790 | $0.00 | Acquired | 14441 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 27382 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (322874) | 322874 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (201019) | 201019 | Indirect |
Footnotes
F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 19, 2019, or the Issuer's next annual meeting of stockholders.
F2: The shares are held of record by the LHS 2017 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: The shares are held of record by the LHS 2016 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.